Cavalier Investments’s Capital Southwest CSWC Stock Holding History

Cavalier Investments’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-59,200	Closed	-$1.23M	–	116
2019 Q4	$1.23M	Sell	59,200 -38,000	-39%	-$822K	0.53%	51
2019 Q3	$2.12M	Hold	97,200	–	–	0.91%	37
2019 Q2	$2.04M	Hold	97,200	–	–	0.85%	36
2019 Q1	$2.04M	Buy	97,200 +50,200	+107%	+$1.07M	0.84%	33
2018 Q4	$903K	Buy	+47,000	New	+$907K	0.29%	71

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

GWI

Grace & White Inc Ny, New York $632M AUM 34.34% 1-Year Est. Return

MCM

Moerus Capital Management New York $271M AUM 58.78% 1-Year Est. Return

Cavalier Investments's CSWC Position: Q1 2020 in Review

Cavalier Investments sold out of Capital Southwest (CSWC) in Q1 2020, closing a stake of 59,200 shares — an estimated $1.23M sold.

Cavalier Investments first reported a position in CSWC in Q4 2018 and held it in 5 quarters. The position peaked at $2.12M in Q3 2019. 64 funds tracked by Wall St. Rank hold CSWC as of Q1 2020.

Cavalier Investments reported no remaining Capital Southwest position as of Q1 2020 after selling out during the quarter.
Cavalier Investments sold 59,200 Capital Southwest shares in Q1 2020, an estimated $1.23M.
Cavalier Investments first reported a position in Capital Southwest in Q4 2018 and held it in 5 quarters.
Cavalier Investments's Capital Southwest position peaked at $2.12M in Q3 2019.
64 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2020.

Based on Cavalier Investments's 13F filing for Q1 2020, filed 6 May 2020.