We are live on ! Find out more
CSWC icon

Capital Southwest

63 hedge funds and large institutions have $193M invested in Capital Southwest in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

8% more capital invested

Capital invested by funds: $178M → $193M (+$14.4M)

0% more funds holding

Funds holding: 6363 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

1.29% less ownership

Funds ownership: 54.45%53.15% (-1.3%)

Holders
63
Holders Change
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
19
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PGAM
51
Princeton Global Asset Management
New Jersey
$50K
APA
52
American Portfolios Advisors
New York
$24.8K +$25.1K +1,180 New
TRCT
53
Tower Research Capital (TRC)
New York
$21K -$19.7K -925 -47%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$21K
OSNBOA
55
Old Second National Bank of Aurora
Illinois
$11K
VRM
56
Vectors Research Management
New York
$11K
CF
57
Centaurus Financial
California
$8.54K +$149 +7 +4%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$6K
DBT
59
Dubuque Bank & Trust
Iowa
$5K +$5.33K +250 New
LPWM
60
Lake Point Wealth Management
Texas
$2K
Canada Pension Plan Investment Board
61
Canada Pension Plan Investment Board
Ontario, Canada
$2K +$2.13K +100 New
BFEC
62
Benjamin F. Edwards & Company
Missouri
$1K
KCM
63
Kennedy Capital Management
Missouri
-$1.39M -72,152 Closed
AL
64
AJO LP
Pennsylvania
-$1.32M -68,572 Closed
California Public Employees Retirement System
65
California Public Employees Retirement System
California
-$350K -18,200 Closed
CSC
66
Cove Street Capital
California
-$323K -16,800 Closed
Millennium Management
67
Millennium Management
New York
-$254K -13,209 Closed
HIM
68
Hillsdale Investment Management
Ontario, Canada
-$136K -7,100 Closed
Macquarie Group
69
Macquarie Group
Australia
-$46K -2,418 Closed
QT
70
Quantamental Technologies
New York
-$17K -898 Closed
Bank of America
71
Bank of America
North Carolina
-$2.43K -114 -85%

CSWC Hedge Fund Activity: Q1 2019 in Review

63 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2019, worth a combined $193M — up 8.1% from $178M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new CSWC positions and 9 closed out — a net gain of 1 holder — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $2.67M. The largest seller was Ariel Investments, cutting an estimated $4.24M.

  • 63 institutional investors held Capital Southwest (CSWC) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $193M of Capital Southwest stock for Q1 2019, up 8.1% quarter-over-quarter.
  • 10 funds opened new Capital Southwest positions in Q1 2019 and 9 closed out, a net change of +1 holder.
  • The largest Capital Southwest buyer in Q1 2019 was Arrowstreet Capital, an estimated $2.67M added.
  • The largest Capital Southwest seller in Q1 2019 was Ariel Investments, an estimated $4.24M sold.

Based on aggregated 13F filings for Q1 2019.