Capital Southwest
CSWC
48 hedge funds and large institutions have $160M invested in Capital Southwest in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 3 closing their positions.
167% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 3
45% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 11
12% more funds holding
Funds holding: 43 → 48 (+5)
0.81% less ownership
Funds ownership: 62.84% → 62.03% (-0.81%)
6% less capital invested
Capital invested by funds: $170M → $160M (-$10M)
40% less funds holding in top 10
Funds holding in top 10: 5 → 3 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$1.28M |
| 2 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$507K |
| 3 |
BA
Bard Associates
Chicago,
Illinois
|
+$264K |
| 4 |
New York State Common Retirement Fund
Albany,
New York
|
+$182K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$180K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
-$1.88M |
| 2 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
-$1.8M |
| 3 |
KACA
Kayne Anderson Capital Advisors
Los Angeles,
California
|
-$676K |
| 4 |
First Manhattan
New York
|
-$269K |
| 5 |
ETC
Evercore Trust Company
New York
|
-$165K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Citigroup
New York
| – | -$118K | -6,979 | Closed |
|
CSWC Hedge Fund Activity: Q2 2017 in Review
48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2017, worth a combined $160M — down 5.9% from $170M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new CSWC positions and 3 closed out — a net gain of 5 holders — while 16 added to existing stakes and 11 trimmed.
The largest buyer was Punch & Associates Investment Management, adding an estimated $1.28M. The largest seller was Ameriprise, exiting entirely with an estimated $1.88M sold.
- 48 institutional investors held Capital Southwest (CSWC) as of Q2 2017, up from 43 in Q1 2017.
- Funds reported $160M of Capital Southwest stock for Q2 2017, down 5.9% quarter-over-quarter.
- 8 funds opened new Capital Southwest positions in Q2 2017 and 3 closed out, a net change of +5 holders.
- The largest Capital Southwest buyer in Q2 2017 was Punch & Associates Investment Management, an estimated $1.28M added.
- The largest Capital Southwest seller in Q2 2017 was Ameriprise, an estimated $1.88M sold.
Based on aggregated 13F filings for Q2 2017.