Capital Southwest
CSWC
50 hedge funds and large institutions have $136M invested in Capital Southwest in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.
1% less capital invested
Capital invested by funds: $137M → $136M (-$1.51M)
7% less repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 14
2% less funds holding
Funds holding: 51 → 50 (-1)
13% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 8
17% less funds holding in top 10
Funds holding in top 10: 6 → 5 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $1.39M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
+$5.53M |
| 2 |
RRAM
River Road Asset Management
Louisville,
Kentucky
|
+$3.15M |
| 3 |
AI
Ariel Investments
Chicago,
Illinois
|
+$2.23M |
| 4 |
MCP
Moab Capital Partners
Southampton,
New York
|
+$1.43M |
| 5 |
VanEck Associates
New York
|
+$505K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GCM
Greywolf Capital Management
Purchase,
New York
|
-$3.96M |
| 2 |
ETC
Evercore Trust Company
New York
|
-$2.08M |
| 3 |
DCM
Dialectic Capital Management
Norwalk,
Connecticut
|
-$2.01M |
| 4 |
Artisan Partners
Milwaukee,
Wisconsin
|
-$1.42M |
| 5 |
Invesco
Atlanta,
Georgia
|
-$1.35M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BP
51
Bandera Partners
New York
| – | -$1.06M | -76,343 | Closed |
|
52
Barclays
London,
United Kingdom
| – | -$857K | -65,890 | Closed |
|
|
SAM
53
Silverback Asset Management
Chapel Hill,
North Carolina
| – | -$347K | -25,000 | Closed |
|
|
AAM
54
Advisors Asset Management
Monument,
Colorado
| – | -$314K | -22,639 | Closed |
|
55
Citadel Advisors
Miami,
Florida
| – | -$217K | -15,635 | Closed |
|
|
CC
56
Cannell Capital
Alta,
Wyoming
| – | -$107K | -7,700 | Closed |
|
57
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$89K | -6,400 | Closed |
|
58
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$26K | -1,880 | Closed |
|
CSWC Hedge Fund Activity: Q1 2016 in Review
50 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2016, worth a combined $136M — down 1.1% from $137M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of CSWC and 7 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 13 added.
The largest buyer was Punch & Associates Investment Management, adding an estimated $5.53M. The largest seller was Greywolf Capital Management, cutting an estimated $3.96M.
- 50 institutional investors held Capital Southwest (CSWC) as of Q1 2016, down from 51 in Q4 2015.
- Funds reported $136M of Capital Southwest stock for Q1 2016, down 1.1% quarter-over-quarter.
- 7 funds opened new Capital Southwest positions in Q1 2016 and 8 closed out, a net change of -1 holder.
- The largest Capital Southwest buyer in Q1 2016 was Punch & Associates Investment Management, an estimated $5.53M added.
- The largest Capital Southwest seller in Q1 2016 was Greywolf Capital Management, an estimated $3.96M sold.
Based on aggregated 13F filings for Q1 2016.