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Capital Southwest
CSWC

Overview Fund Activity

71 hedge funds and large institutions have $250M invested in Capital Southwest in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 22 reducing their positions, and 10 closing their positions.

Holders
71
Holders Change
-2
Holders Change %
-2.74%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
25
Reduced
22
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RRC
1
Red Rocks Capital
Colorado
$1.66M
2
ZIG
2
Zuckerman Investment Group
Illinois
$37.7M
3
AI
3
Ariel Investments
Illinois
$1.32M
4
SMDAM
4
Sumitomo Mitsui DS Asset Management
Japan
$933K
5
TC
5
TFS Capital
Pennsylvania
$1.09M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.45M
2
BG
2
BlackRock Group
United Kingdom
$2.12M
3
BIT
3
BlackRock Institutional Trust
California
$14.1M
4
Deutsche Bank
4
Deutsche Bank
Germany
$137K
5
PCM
5
Palisade Capital Management
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Two Sigma Investments
51
Two Sigma Investments
New York
$323K +$90.5K +7,068 +39%
AIG
52
American International Group
New York
$315K -$3.14K -245 -1%
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$303K – – –
CS
54
Credit Suisse
Switzerland
$303K +$303K +23,674 New
BA
55
BlackRock Advisors
Delaware
$271K -$141K -10,967 -34%
HIM
56
Hillsdale Investment Management
Ontario, Canada
$262K +$31.4K +2,452 +14%
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$178K +$62.6K +4,903 +54%
Citigroup
58
Citigroup
New York
$175K +$89.9K +7,022 +106%
Deutsche Bank
59
Deutsche Bank
Germany
$137K -$543K -42,851 -80%
PL
60
Parkwood LLC
Ohio
$104K +$104K +8,126 New
Wells Fargo
61
Wells Fargo
California
$87K -$278K -21,792 -76%
Barclays
62
Barclays
United Kingdom
$71K +$60.9K +4,865 +601%
EFSCE
63
Enterprise Financial Services Corp (EFSC)
Missouri
$57K – – –
Bank of America
64
Bank of America
North Carolina
$35K +$24.6K +1,918 +238%
MA
65
MUFG Americas
New York
$33K – – –
Teacher Retirement System of Texas
66
Teacher Retirement System of Texas
Texas
$16K -$38.8K -2,983 -71%
BlackRock
67
BlackRock
New York
$14K -$1.74K -131 -11%
BNP Paribas Financial Markets
68
BNP Paribas Financial Markets
France
$6.73K +$6.73K +526 New
TRCT
69
Tower Research Capital (TRC)
New York
$3K -$49.5K -3,336 -94%
WCBA
70
Weaver C. Barksdale & Associates
Tennessee
$3K – – –
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$336 +$32 +2,489 +10%
PCM
72
Palisade Capital Management
New Jersey
– -$513K -40,860 Closed
JPMorgan Chase & Co
73
JPMorgan Chase & Co
New York
– -$451K -35,965 Closed
SCM
74
Sterling Capital Management
North Carolina
– -$411K -32,726 Closed
WCM
75
Wallace Capital Management
Texas
– -$401K -31,893 Closed
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