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Capital Southwest
CSWC

Overview Fund Activity

83 hedge funds and large institutions have $145M invested in Capital Southwest in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 18 closing their positions.

Holders
83
Holders Change
-8
Holders Change %
-8.79%
% of All Funds
1.46%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
10
Increased
27
Reduced
24
Closed
18
Calls
$2.01M
Puts
$3.5M
Net Calls
-$1.49M
Net Calls Change
-$418K

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$2.64M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$4.8M
3
MCM
3
McKinley Capital Management
Alaska
$1.46M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$628K
5
BlackRock
5
BlackRock
New York
$3.76M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$0
2
Millennium Management
2
Millennium Management
New York
$572K
3
Citadel Advisors
3
Citadel Advisors
Florida
$389K
4
Norges Bank
4
Norges Bank
Norway
$0
5
Invesco
5
Invesco
Georgia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Osaic Holdings
26
Osaic Holdings
Arizona
$926K +$98.7K +3,915 +12%
LPL Financial
27
LPL Financial
California
$899K -$153K -6,063 -15%
TA
28
Tectonic Advisors
Texas
$877K -$237K -9,423 -21%
RJA
29
Raymond James & Associates
Florida
$847K +$289K +11,461 +52%
KAS
30
Kestra Advisory Services
Texas
$797K +$412K +16,372 +107%
Ameriprise
31
Ameriprise
Minnesota
$734K -$749K -29,651 -50%
QC
32
Quadrature Capital
United Kingdom
$725K +$11.5K +455 +2%
ASFA
33
All Season Financial Advisors
Colorado
$704K +$85.1K +3,377 +14%
AR
34
Advisory Research
Illinois
$688K -$2.34K -93 -0.3%
RIG
35
Roosevelt Investment Group
New York
$663K – – –
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$630K -$97K -3,855 -13%
Marshall Wace
37
Marshall Wace
United Kingdom
$628K +$628K +24,932 New
VEA
38
Virtus ETF Advisers
New York
$601K -$74.4K -2,953 -11%
Millennium Management
39
Millennium Management
New York
$572K -$2.35M -93,124 -80%
CAG
40
Csenge Advisory Group
Florida
$517K +$37.2K +1,440 +8%
BA
41
Bard Associates
Illinois
$503K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$503K – – –
1WM
43
1900 Wealth Management
Texas
$460K – – –
HKAM
44
Horizon Kinetics Asset Management
New York
$428K – – –
Citadel Advisors
45
Citadel Advisors
Florida
$389K -$1.63M -64,555 -81%
Mirae Asset Global Investments
46
Mirae Asset Global Investments
South Korea
$387K – – –
HF
47
HRT Financial
New York
$377K -$274K -10,885 -42%
AllianceBernstein
48
AllianceBernstein
Tennessee
$358K -$169K -6,699 -32%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$350K +$6.34K +252 +2%
US Bancorp
50
US Bancorp
Minnesota
$345K – – –
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