Capital Southwest
CSWC
83 hedge funds and large institutions have $145M invested in Capital Southwest in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 18 closing their positions.
200% more funds holding in top 10
Funds holding in top 10: 1 → 3 (+2)
13% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 24
4% more capital invested
Capital invested by funds: $140M → $145M (+$5.06M)
2.97% less ownership
Funds ownership: 28.59% → 25.62% (-3%)
9% less funds holding
Funds holding: 91 → 83 (-8)
43% less call options, than puts
Call options by funds: $2.01M | Put options by funds: $3.5M
44% less first-time investments, than exits
New positions opened: 10 | Existing positions closed: 18
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Two Sigma Investments
New York
|
+$2.21M |
| 2 |
MCM
McKinley Capital Management
Anchorage,
Alaska
|
+$1.51M |
| 3 |
LCWP
Legacy Capital Wealth Partners
Little Rock,
Arkansas
|
+$1.25M |
| 4 |
Marshall Wace
London,
United Kingdom
|
+$649K |
| 5 |
BlackRock
New York
|
+$566K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$2.63M |
| 2 |
Millennium Management
New York
|
-$2.42M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$1.68M |
| 4 |
Norges Bank
Oslo,
Norway
|
-$1.32M |
| 5 |
Invesco
Atlanta,
Georgia
|
-$1.03M |
CSWC Hedge Fund Activity: Q3 2021 in Review
83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2021, worth a combined $145M — up 3.6% from $140M a quarter earlier.
Sellers outnumbered buyers: 18 funds closed out of CSWC and 10 opened new positions — a net loss of 8 holders — while 24 trimmed existing stakes and 27 added.
The largest buyer was Two Sigma Investments, adding an estimated $2.21M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $2.63M sold.
- 83 institutional investors held Capital Southwest (CSWC) as of Q3 2021, down from 91 in Q2 2021.
- Funds reported $145M of Capital Southwest stock for Q3 2021, up 3.6% quarter-over-quarter.
- 10 funds opened new Capital Southwest positions in Q3 2021 and 18 closed out, a net change of -8 holders.
- The largest Capital Southwest buyer in Q3 2021 was Two Sigma Investments, an estimated $2.21M added.
- The largest Capital Southwest seller in Q3 2021 was Arrowstreet Capital, an estimated $2.63M sold.
Based on aggregated 13F filings for Q3 2021.