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Capital Southwest
CSWC

Overview Fund Activity

40 hedge funds and large institutions have $155M invested in Capital Southwest in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 7 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.92%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
6
Increased
7
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.21M
2
HH
2
Hilltop Holdings
Texas
$724K
3
Northern Trust
3
Northern Trust
Illinois
$464K
4
GIM
4
Greenwich Investment Management
Connecticut
$298K
5
AAM
5
Advisors Asset Management
Colorado
$1.51M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$5.83M
2
UBS Group
2
UBS Group
Switzerland
$5.03M
3
AI
3
Ariel Investments
Illinois
$16.9M
4
OAM
4
Oxford Asset Management
United Kingdom
$0
5
SGAM
5
Steinberg Global Asset Management
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
26
Morgan Stanley
New York
$198K +$104K +6,141 +111%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$197K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$186K – – –
SBH
29
Segall Bryant & Hamill
Illinois
$182K – – –
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$174K – – –
CF
31
Centaurus Financial
California
$153K +$153K +8,986 New
SCM
32
Silver Capital Management
New York
$146K – – –
Bank of America
33
Bank of America
North Carolina
$116K +$1.71K +100 +1%
Macquarie Group
34
Macquarie Group
Australia
$49K +$49K +2,900 New
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$35K -$188K -10,907 -84%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$25K -$4.44K -264 -15%
OSNBOA
37
Old Second National Bank of Aurora
Illinois
$9K – – –
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K – – –
PAM
39
Panagora Asset Management
Massachusetts
$5K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$2K -$49K -2,451 -96%
OAM
41
Oxford Asset Management
United Kingdom
– -$272K -16,171 Closed
SGAM
42
Steinberg Global Asset Management
Florida
– -$265K -16,020 Closed
Russell Investments Group
43
Russell Investments Group
United Kingdom
– -$204K -12,277 Closed
WKWM
44
Walter & Keenan Wealth Management
Indiana
– -$149K -9,000 Closed
HIM
45
Hillsdale Investment Management
Ontario, Canada
– -$70K -4,200 Closed
TWA
46
TCI Wealth Advisors
Arizona
– -$13K -815 Closed
DCM
47
Delpha Capital Management
New York
– -$1K -87 Closed
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