Capital Southwest
CSWC
40 hedge funds and large institutions have $155M invested in Capital Southwest in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 7 closing their positions.
2% more capital invested
Capital invested by funds: $152M → $155M (+$2.88M)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
0.92% less ownership
Funds ownership: 57.2% → 56.28% (-0.92%)
2% less funds holding
Funds holding: 41 → 40 (-1)
14% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 7
46% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 13
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.19M |
| 2 |
HH
Hilltop Holdings
Dallas,
Texas
|
+$717K |
| 3 |
Northern Trust
Chicago,
Illinois
|
+$460K |
| 4 |
GIM
Greenwich Investment Management
Norwalk,
Connecticut
|
+$295K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$221K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
-$1.65M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$710K |
| 3 |
AI
Ariel Investments
Chicago,
Illinois
|
-$288K |
| 4 |
OAM
Oxford Asset Management
Oxford,
United Kingdom
|
-$272K |
| 5 |
SGAM
Steinberg Global Asset Management
Boca Raton,
Florida
|
-$265K |
CSWC Hedge Fund Activity: Q1 2018 in Review
40 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2018, worth a combined $155M — up 1.9% from $152M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of CSWC and 6 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 7 added.
The largest buyer was Raymond James & Associates, opening a new position worth an estimated $1.19M. The largest seller was Kennedy Capital Management, cutting an estimated $1.65M.
- 40 institutional investors held Capital Southwest (CSWC) as of Q1 2018, down from 41 in Q4 2017.
- Funds reported $155M of Capital Southwest stock for Q1 2018, up 1.9% quarter-over-quarter.
- 6 funds opened new Capital Southwest positions in Q1 2018 and 7 closed out, a net change of -1 holder.
- The largest Capital Southwest buyer in Q1 2018 was Raymond James & Associates, an estimated $1.19M added.
- The largest Capital Southwest seller in Q1 2018 was Kennedy Capital Management, an estimated $1.65M sold.
Based on aggregated 13F filings for Q1 2018.