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Capital Southwest
CSWC

Overview Fund Activity

41 hedge funds and large institutions have $152M invested in Capital Southwest in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
41
Holders Change
–
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
5
Increased
12
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BRWA
1
B. Riley Wealth Advisors
Florida
$1.32M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$31M
3
KCM
3
Kennedy Capital Management
Missouri
$7.29M
4
AI
4
Ariel Investments
Illinois
$16.7M
5
AAM
5
Advisors Asset Management
Colorado
$1.23M

Top Sellers

1
CP
1
Clover Partners
Texas
$0
2
Russell Investments Group
2
Russell Investments Group
United Kingdom
$204K
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$0
4
UBS Group
4
UBS Group
Switzerland
$5.59M
5
CSC
5
Cove Street Capital
California
$1.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
Russell Investments Group
26
Russell Investments Group
United Kingdom
$204K -$1.67M -100,340 -89%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$191K – – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$180K – – –
SBH
29
Segall Bryant & Hamill
Illinois
$176K – – –
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$170K – – –
WKWM
31
Walter & Keenan Wealth Management
Indiana
$149K +$149K +9,000 New
Bank of America
32
Bank of America
North Carolina
$111K – – –
Morgan Stanley
33
Morgan Stanley
New York
$91K +$49K +2,970 +117%
HIM
34
Hillsdale Investment Management
Ontario, Canada
$70K +$70K +4,200 New
TRCT
35
Tower Research Capital (TRC)
New York
$42K +$32.8K +1,994 +358%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$29K – – –
TWA
37
TCI Wealth Advisors
Arizona
$13K – – –
OSNBOA
38
Old Second National Bank of Aurora
Illinois
$8K – – –
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8K +$7.01K +445 +706%
PAM
40
Panagora Asset Management
Massachusetts
$5K – – –
DCM
41
Delpha Capital Management
New York
$1K +$1K +87 New
CP
42
Clover Partners
Texas
– -$10.9M -636,541 Closed
Mackenzie Financial
43
Mackenzie Financial
Ontario, Canada
– -$732K -42,739 Closed
IA
44
IFP Advisors
Florida
– -$54K -3,156 Closed
OAM
45
Oppenheimer Asset Management
New York
– -$27K -1,589 Closed
CG
46
Cutler Group
California
– -$20K -1,200 Closed
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