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Capital Southwest

41 hedge funds and large institutions have $152M invested in Capital Southwest in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

0% more funds holding

Funds holding: 4141 (0)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

2.83% less ownership

Funds ownership: 60.03%57.2% (-2.8%)

8% less capital invested

Capital invested by funds: $165M → $152M (-$13M)

Holders
41
Holders Change
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
5
Increased
12
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Russell Investments Group
26
Russell Investments Group
United Kingdom
$204K -$1.71M -100,340 -89%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$191K
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$180K
SBH
29
Segall Bryant & Hamill
Illinois
$176K
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$170K
WKWM
31
Walter & Keenan Wealth Management
Indiana
$149K +$153K +9,000 New
Bank of America
32
Bank of America
North Carolina
$111K
Morgan Stanley
33
Morgan Stanley
New York
$91K +$50.6K +2,970 +117%
HIM
34
Hillsdale Investment Management
Ontario, Canada
$70K +$71.5K +4,200 New
TRCT
35
Tower Research Capital (TRC)
New York
$42K +$34K +1,994 +358%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$29K
TWA
37
TCI Wealth Advisors
Arizona
$13K
OSNBOA
38
Old Second National Bank of Aurora
Illinois
$8K
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8K +$7.58K +445 +706%
PAM
40
Panagora Asset Management
Massachusetts
$5K
DCM
41
Delpha Capital Management
New York
$1K +$1.48K +87 New
CP
42
Clover Partners
Texas
-$10.9M -636,541 Closed
Mackenzie Financial
43
Mackenzie Financial
Ontario, Canada
-$732K -42,739 Closed
IA
44
IFP Advisors
Florida
-$54K -3,156 Closed
OAM
45
Oppenheimer Asset Management
New York
-$27K -1,589 Closed
CG
46
Cutler Group
California
-$20K -1,200 Closed

CSWC Hedge Fund Activity: Q4 2017 in Review

41 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2017, worth a combined $152M — down 7.9% from $165M a quarter earlier.

Fund positioning in CSWC was balanced in Q4 2017: 5 funds opened new positions, 5 closed out, 12 added to existing stakes and 9 trimmed.

The largest buyer was B. Riley Wealth Advisors, opening a new position worth an estimated $1.35M. The largest seller was Clover Partners, exiting entirely with an estimated $10.9M sold.

  • 41 institutional investors held Capital Southwest (CSWC) as of Q4 2017, unchanged from Q3 2017.
  • Funds reported $152M of Capital Southwest stock for Q4 2017, down 7.9% quarter-over-quarter.
  • 5 funds opened new Capital Southwest positions in Q4 2017 and 5 closed out, a net change of 0 holders.
  • The largest Capital Southwest buyer in Q4 2017 was B. Riley Wealth Advisors, an estimated $1.35M added.
  • The largest Capital Southwest seller in Q4 2017 was Clover Partners, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2017.