CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

45 hedge funds and large institutions have $165M invested in Capital Southwest in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.13%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
6
Increased
13
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
1
Ariel Investments
Illinois
$15.2M
2
ZIG
2
Zuckerman Investment Group
Illinois
$22.6M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$27.3M
4
CSC
4
Cove Street Capital
California
$1.39M
5
Wells Fargo
5
Wells Fargo
California
$791K

Top Sellers

1
ETC
1
Evercore Trust Company
New York
$10.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$162K
3
KACA
3
Kayne Anderson Capital Advisors
California
$646K
4
WT
4
Whittier Trust
California
$0
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SGAM
26
Steinberg Global Asset Management
Florida
$233K – – –
GCP
27
GSA Capital Partners
United Kingdom
$207K -$54.9K -3,402 -21%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$192K +$22.6K +1,399 +13%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$176K – – –
CHAM
30
Clear Harbor Asset Management
Connecticut
$176K +$176K +10,895 New
SBH
31
Segall Bryant & Hamill
Illinois
$172K – – –
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$167K +$23.5K +1,454 +16%
Tudor Investment Corp
33
Tudor Investment Corp
Connecticut
$166K – – –
Morgan Stanley
34
Morgan Stanley
New York
$162K -$829K -51,346 -84%
Bank of America
35
Bank of America
North Carolina
$129K – – –
Citigroup
36
Citigroup
New York
$95K -$33.8K -2,085 -26%
BWP
37
Baldwin Wealth Partners
Massachusetts
$54K – – –
NFA
38
Nationwide Fund Advisors
Ohio
$47K +$6.48K +400 +16%
JIC
39
Joel Isaacson & Co
New York
$16K +$16K +1,000 New
TWA
40
TCI Wealth Advisors
Arizona
$13K – – –
CG
41
Cutler Group
California
$8K – – –
OSNBOA
42
Old Second National Bank of Aurora
Illinois
$8K – – –
Creative Planning
43
Creative Planning
Kansas
$8K +$8K +500 New
TRCT
44
Tower Research Capital (TRC)
New York
$6K -$17.7K -1,150 -75%
PAM
45
Panagora Asset Management
Massachusetts
$4K – – –
WT
46
Whittier Trust
California
– -$470K -32,000 Closed
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
– -$402K -27,370 Closed
Two Sigma Investments
48
Two Sigma Investments
New York
– -$232K -15,802 Closed
MFS
49
MSI Financial Services
Massachusetts
– -$3K -184 Closed
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$1K -94 Closed
1
2