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Capital Southwest

45 hedge funds and large institutions have $165M invested in Capital Southwest in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

64.74% more ownership

Funds ownership: 0%64.74% (+65%)

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

11% more capital invested

Capital invested by funds: $149M → $165M (+$16.6M)

2% less funds holding

Funds holding: 4645 (-1)

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.13%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
6
Increased
13
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SGAM
26
Steinberg Global Asset Management
Florida
$233K
GCP
27
GSA Capital Partners
United Kingdom
$207K -$50.6K -3,402 -21%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$192K +$20.8K +1,399 +13%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$176K
CHAM
30
Clear Harbor Asset Management
Connecticut
$176K +$162K +10,895 New
SBH
31
Segall Bryant & Hamill
Illinois
$172K
JP Morgan Chase
32
JP Morgan Chase
New York
$167K +$21.6K +1,454 +16%
Tudor Investment Corp
33
Tudor Investment Corp
Connecticut
$166K
Morgan Stanley
34
Morgan Stanley
New York
$162K -$763K -51,346 -84%
Bank of America
35
Bank of America
North Carolina
$129K
Citigroup
36
Citigroup
New York
$95K -$31K -2,085 -26%
BWP
37
Baldwin Wealth Partners
Massachusetts
$54K
NFA
38
Nationwide Fund Advisors
Ohio
$47K +$5.94K +400 +16%
JIC
39
Joel Isaacson & Co
New York
$16K +$14.9K +1,000 New
TWA
40
TCI Wealth Advisors
Arizona
$13K
CG
41
Cutler Group
California
$8K
OSNBOA
42
Old Second National Bank of Aurora
Illinois
$8K
Creative Planning
43
Creative Planning
Kansas
$8K +$7.43K +500 New
TRCT
44
Tower Research Capital (TRC)
New York
$6K -$17.1K -1,150 -75%
PAM
45
Panagora Asset Management
Massachusetts
$4K
WT
46
Whittier Trust
California
-$470K -32,000 Closed
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
-$402K -27,370 Closed
Two Sigma Investments
48
Two Sigma Investments
New York
-$232K -15,802 Closed
MFS
49
MSI Financial Services
Massachusetts
-$3K -184 Closed
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$1K -94 Closed

CSWC Hedge Fund Activity: Q4 2016 in Review

45 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2016, worth a combined $165M — up 11% from $149M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new CSWC positions and 5 closed out — a net gain of 1 holder — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Ariel Investments, adding an estimated $1.37M. The largest seller was Evercore Trust Company, cutting an estimated $2.28M.

  • 45 institutional investors held Capital Southwest (CSWC) as of Q4 2016, down from 46 in Q3 2016.
  • Funds reported $165M of Capital Southwest stock for Q4 2016, up 11% quarter-over-quarter.
  • 6 funds opened new Capital Southwest positions in Q4 2016 and 5 closed out, a net change of +1 holder.
  • The largest Capital Southwest buyer in Q4 2016 was Ariel Investments, an estimated $1.37M added.
  • The largest Capital Southwest seller in Q4 2016 was Evercore Trust Company, an estimated $2.28M sold.

Based on aggregated 13F filings for Q4 2016.