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Capital Southwest

72 hedge funds and large institutions have $301M invested in Capital Southwest in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

8% more capital invested

Capital invested by funds: $279M → $301M (+$22.4M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12% less funds holding

Funds holding: 8272 (-10)

37% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 27

Holders
72
Holders Change
-10
Holders Change %
-12.2%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
25
Reduced
15
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LP
26
LMR Partners
United Kingdom
$1.47M +$1.44M +111,469 New
ZCM
27
Zebra Capital Management
Connecticut
$1.44M +$56.8K +4,402 +4%
COPPSERS
28
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.42M +$1.38M +107,042 New
BCM
29
Bridgeway Capital Management
Texas
$1.41M
Morgan Stanley
30
Morgan Stanley
New York
$1.33M +$731K +56,608 +128%
CS
31
Credit Suisse
Switzerland
$1.27M +$639K +49,471 +106%
BCM
32
Bares Capital Management
Texas
$1.11M +$11.3K +872 +1%
Millennium Management
33
Millennium Management
New York
$808K +$789K +61,094 New
Arrowstreet Capital
34
Arrowstreet Capital
Massachusetts
$774K +$351K +27,232 +87%
BCMU
35
BlueCrest Capital Management (UK)
Guernsey
$752K +$734K +56,893 New
Citadel Advisors
36
Citadel Advisors
Florida
$634K -$321K -24,860 -34%
SBH
37
Segall Bryant & Hamill
Illinois
$576K
WS
38
Wedbush Securities
California
$535K -$35.2K -2,724 -6%
SGAM
39
Steinberg Global Asset Management
Florida
$532K +$109K +8,445 +27%
HC
40
Highmount Capital
New York
$527K
SCM
41
Sterling Capital Management
North Carolina
$512K +$500K +38,735 New
Two Sigma Investments
42
Two Sigma Investments
New York
$475K +$91.6K +7,093 +25%
PP
43
PDT Partners
New York
$461K +$450K +34,867 New
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$429K -$17.5K -1,359 -4%
BIT
45
BlackRock Institutional Trust
California
$418K -$11.7M -902,677 -97%
Allianz Asset Management
46
Allianz Asset Management
Germany
$416K
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$412K
AGM
48
Alpine Global Management
New York
$351K +$343K +26,564 New
Fisher Asset Management
49
Fisher Asset Management
Washington
$346K
Bank of America
50
Bank of America
North Carolina
$337K +$224K +17,330 +212%

CSWC Hedge Fund Activity: Q2 2014 in Review

72 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2014, worth a combined $301M — up 8% from $279M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of CSWC and 17 opened new positions — a net loss of 10 holders — while 15 trimmed existing stakes and 25 added.

The largest buyer was Red Rocks Capital, adding an estimated $11.9M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $13M sold.

  • 72 institutional investors held Capital Southwest (CSWC) as of Q2 2014, down from 82 in Q1 2014.
  • Funds reported $301M of Capital Southwest stock for Q2 2014, up 8% quarter-over-quarter.
  • 17 funds opened new Capital Southwest positions in Q2 2014 and 27 closed out, a net change of -10 holders.
  • The largest Capital Southwest buyer in Q2 2014 was Red Rocks Capital, an estimated $11.9M added.
  • The largest Capital Southwest seller in Q2 2014 was BlackRock Fund Advisors, an estimated $13M sold.

Based on aggregated 13F filings for Q2 2014.