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Capital Southwest
CSWC

Overview Fund Activity

71 hedge funds and large institutions have $250M invested in Capital Southwest in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 22 reducing their positions, and 10 closing their positions.

Holders
71
Holders Change
-2
Holders Change %
-2.74%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
8
Increased
25
Reduced
22
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RRC
1
Red Rocks Capital
Colorado
$1.66M
2
ZIG
2
Zuckerman Investment Group
Illinois
$37.7M
3
AI
3
Ariel Investments
Illinois
$1.32M
4
SMDAM
4
Sumitomo Mitsui DS Asset Management
Japan
$933K
5
TC
5
TFS Capital
Pennsylvania
$1.09M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$1.45M
2
BG
2
BlackRock Group
United Kingdom
$2.12M
3
BIT
3
BlackRock Institutional Trust
California
$14.1M
4
Deutsche Bank
4
Deutsche Bank
Germany
$137K
5
PCM
5
Palisade Capital Management
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$1.45M -$1.39M -108,540 -49%
BCM
27
Bridgeway Capital Management
Texas
$1.38M +$8.72K +681 +0.6%
AI
28
Ariel Investments
Illinois
$1.32M +$1.32M +102,899 New
PAM
29
Panagora Asset Management
Massachusetts
$1.2M +$200K +15,652 +20%
BCM
30
Bares Capital Management
Texas
$1.1M – – –
TC
31
TFS Capital
Pennsylvania
$1.09M +$830K +64,840 +321%
SMDAM
32
Sumitomo Mitsui DS Asset Management
Japan
$933K +$933K +72,949 New
California State Teachers Retirement System (CalSTRS)
33
California State Teachers Retirement System (CalSTRS)
California
$850K +$6.97K +545 +0.8%
SO
34
STRS Ohio
Ohio
$802K -$115K -8,989 -13%
AllianceBernstein
35
AllianceBernstein
Tennessee
$716K -$52.3K -4,086 -7%
TA
36
Teachers Advisors
New York
$697K +$51.9K +4,059 +8%
Charles Schwab
37
Charles Schwab
California
$670K – – –
ZCM
38
Zebra Capital Management
Connecticut
$649K +$649K +50,696 New
RhumbLine Advisers
39
RhumbLine Advisers
Massachusetts
$617K -$41.8K -3,268 -6%
SBH
40
Segall Bryant & Hamill
Illinois
$558K – – –
WS
41
Wedbush Securities
California
$553K +$101K +7,900 +22%
VOYA Investment Management
42
VOYA Investment Management
Georgia
$519K – – –
HC
43
Highmount Capital
New York
$511K – – –
NFA
44
Nationwide Fund Advisors
Ohio
$452K -$5.29K -414 -1%
Allianz Asset Management
45
Allianz Asset Management
Germany
$417K +$417K +32,549 New
Geode Capital Management
46
Geode Capital Management
Massachusetts
$409K +$58.3K +4,560 +17%
MLICM
47
Metropolitan Life Insurance Company (MetLife)
New York
$399K – – –
Swiss National Bank
48
Swiss National Bank
Switzerland
$366K – – –
SGAM
49
Steinberg Global Asset Management
Florida
$338K – – –
Fisher Asset Management
50
Fisher Asset Management
Washington
$335K – – –
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