CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

Back to rankings

71 hedge funds and large institutions have $103M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
26
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
$7.25M
2
QC
Quantedge Capital
Singapore
$3.39M
3
WAM
Wolverine Asset Management
Illinois
$2.6M
4
Morgan Stanley
Morgan Stanley
New York
$19.1M
5
Wells Fargo
Wells Fargo
California
$3.55M

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
$1.93M
2
AAM
Advisors Asset Management
Colorado
$1.71M
3
6M
6 Meridian
Kansas
$1.34M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$107K
5
MGAM
McGowan Group Asset Management
Texas
$10.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
FIA
51
FNY Investment Advisers
New York
$48K -$6.12K -226 -11%
GWSG
52
GPS Wealth Strategies Group
Colorado
$44K – – –
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$43K – – –
TWM
54
Tradition Wealth Management
Minnesota
$20K +$351 +13 +2%
JCM
55
Jacobi Capital Management
Pennsylvania
$15K +$278 +10 +2%
CFGS
56
Concourse Financial Group Securities
Alabama
$13K – – –
JPMorgan Chase & Co
57
JPMorgan Chase & Co
New York
$12K – – –
Citigroup
58
Citigroup
New York
$8K -$24.6K -924 -75%
EI
59
Ellevest Inc
New York
$7K – – –
EAM
60
Eukles Asset Management
Ohio
$4K – – –
BWL
61
Bogart Wealth LLC
Virginia
$4K +$62 +2 +2%
SWA
62
SOA Wealth Advisors
New York
$4K +$81 +3 +2%
HI
63
Harbour Investments
Wisconsin
$3K – – –
WWM
64
Wolff Wiese Magana
California
$3K – – –
WBC
65
West Branch Capital
Massachusetts
$3K +$53 +2 +2%
TRCT
66
Tower Research Capital (TRC)
New York
$3K +$3K +100 New
SWM
67
Spire Wealth Management
Virginia
$2K +$2K +70 New
GWM
68
Geneos Wealth Management
Colorado
$1K – – –
HA
69
Herold Advisors
New York
$1K +$1K +50 New
SWP
70
Stratos Wealth Partners
Ohio
– -$222K -7,597 Closed
HKAM
71
Horizon Kinetics Asset Management
New York
– -$205K -7,003 Closed
CWC
72
Carolinas Wealth Consulting
North Carolina
– -$30K -1,042 Closed
OIA
73
Optimum Investment Advisors
Illinois
– -$6K -200 Closed
1 2
3