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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

69 hedge funds and large institutions have $147M invested in ClearBridge MLP and Midstream Fund Inc. in 2023 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $150M → $147M (-$2.69M)

8% less funds holding

Funds holding: 7569 (-6)

20% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 15

30% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 23

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
69
Holders Change
-6
Holders Change %
-8%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
16
Reduced
23
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
26
Sit Investment Associates
Minnesota
$585K -$809K -23,671 -57%
RJA
27
Raymond James & Associates
Florida
$581K -$37.5K -1,098 -6%
M&T Bank
28
M&T Bank
New York
$556K
LPL Financial
29
LPL Financial
California
$486K +$37.3K +1,091 +8%
Osaic Holdings
30
Osaic Holdings
Arizona
$460K +$36.8K +1,078 +8%
VCP
31
Verus Capital Partners
Arizona
$446K -$3.42K -100 -0.7%
PCP
32
Proficio Capital Partners
Massachusetts
$406K +$428K +12,530 New
US Bancorp
33
US Bancorp
Minnesota
$405K
IWC
34
Integrated Wealth Concepts
Massachusetts
$327K +$345K +10,108 New
DADC
35
D.A. Davidson & Co
Montana
$323K -$3.18K -93 -0.9%
OA
36
Oxbow Advisors
Texas
$276K
SI
37
Stephens Inc
Arkansas
$263K +$2.53K +74 +0.9%
LWM
38
Laidlaw Wealth Management
New York
$261K -$4K -117 -1%
ICG
39
InterOcean Capital Group
Tennessee
$259K
JMPWA
40
JP Morgan Private Wealth Advisors
California
$233K +$23.2K +678 +10%
CL
41
CSS LLC
Illinois
$232K +$245K +7,174 New
HighTower Advisors
42
HighTower Advisors
Illinois
$228K -$276K -8,085 -53%
IWP
43
Icon Wealth Partners
Texas
$220K +$232K +6,788 New
RIA
44
Realta Investment Advisors
Delaware
$205K -$37.5K -1,097 -15%
IA
45
IFP Advisors
Florida
$192K +$36.7K +1,073 +8%
SS
46
Sunbelt Securities
Texas
$148K +$157K +4,600 New
CFB
47
Cullen/Frost Bankers
Texas
$131K
EBA
48
Eagle Bay Advisors
New York
$93.9K
HIA
49
Harbor Investment Advisory
Maryland
$67K +$307 +9 +0.4%
GWSG
50
GPS Wealth Strategies Group
Colorado
$63.2K +$66.7K +1,953 New

CEM Hedge Fund Activity: Q1 2023 in Review

69 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2023, worth a combined $147M — down 1.8% from $150M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of CEM and 12 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 16 added.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $10.1M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $5.52M sold.

  • 69 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2023, down from 75 in Q4 2022.
  • Funds reported $147M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2023, down 1.8% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2023 and 15 closed out, a net change of -3 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2023 was Penserra Capital Management, an estimated $10.1M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2023 was 1832 Asset Management, an estimated $5.52M sold.

Based on aggregated 13F filings for Q1 2023.