CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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68 hedge funds and large institutions have $147M invested in ClearBridge MLP and Midstream Fund Inc. in 2023 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-6
Holders Change %
-8.11%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
16
Reduced
23
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$9.53M
2
SCM
2
Saba Capital Management
New York
$38.8M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.15M
4
WAM
4
Wolverine Asset Management
Illinois
$595K
5
PCP
5
Proficio Capital Partners
Massachusetts
$406K

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$0
2
UBS Group
2
UBS Group
Switzerland
$2.88M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
MGAM
4
McGowan Group Asset Management
Texas
$7.29M
5
Bank of America
5
Bank of America
North Carolina
$9.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
26
Sit Investment Associates
Minnesota
$585K -$767K -23,671 -57%
RJA
27
Raymond James & Associates
Florida
$581K -$35.5K -1,098 -6%
M&T Bank
28
M&T Bank
New York
$556K – – –
LPL Financial
29
LPL Financial
California
$486K +$35.3K +1,091 +8%
Osaic Holdings
30
Osaic Holdings
Arizona
$460K +$34.9K +1,078 +8%
VCP
31
Verus Capital Partners
Arizona
$446K -$3.24K -100 -0.7%
PCP
32
Proficio Capital Partners
Massachusetts
$406K +$406K +12,530 New
US Bancorp
33
US Bancorp
Minnesota
$405K – – –
IWC
34
Integrated Wealth Concepts
Massachusetts
$327K +$327K +10,108 New
DADC
35
D.A. Davidson & Co
Montana
$323K -$3.01K -93 -0.9%
OA
36
Oxbow Advisors
Texas
$276K – – –
SI
37
Stephens Inc
Arkansas
$263K +$2.4K +74 +0.9%
LWM
38
Laidlaw Wealth Management
New York
$261K -$3.79K -117 -1%
ICG
39
InterOcean Capital Group
Tennessee
$259K – – –
JPMPWA
40
J.P. Morgan Private Wealth Advisors
California
$233K +$21.9K +678 +10%
CL
41
CSS LLC
Illinois
$232K +$232K +7,174 New
HighTower Advisors
42
HighTower Advisors
Illinois
$228K -$261K -8,085 -53%
IWP
43
Icon Wealth Partners
Texas
$220K +$220K +6,788 New
RIA
44
Realta Investment Advisors
Delaware
$205K -$35.5K -1,097 -15%
IA
45
IFP Advisors
Florida
$192K +$14.9K +1,073 +8%
SS
46
Sunbelt Securities
Texas
$148K +$148K +4,600 New
CFB
47
Cullen/Frost Bankers
Texas
$131K – – –
EBA
48
Eagle Bay Advisors
New York
$93.9K – – –
HIA
49
Harbor Investment Advisory
Maryland
$67K +$291 +9 +0.4%
GWSG
50
GPS Wealth Strategies Group
Colorado
$63.2K +$63.2K +1,953 New
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