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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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75 hedge funds and large institutions have $150M invested in ClearBridge MLP and Midstream Fund Inc. in 2022 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

13% more capital invested

Capital invested by funds: $132M → $150M (+$17.4M)

4% more funds holding

Funds holding: 72 → 75 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 20

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
16
Increased
20
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$11.6M
2
WP
Woodline Partners
California
+$5.72M
3
UBS Group
UBS Group
Switzerland
+$1.49M
4
AC
Almitas Capital
California
+$1.03M
5
Morgan Stanley
Morgan Stanley
New York
+$608K

Top Sellers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
-$8.13M
2
MGAM
McGowan Group Asset Management
Texas
-$3.27M
3
QC
Quantedge Capital
Singapore
-$1.64M
4
Bank of America
Bank of America
North Carolina
-$1.18M
5
WAM
Wolverine Asset Management
Illinois
-$1.18M
Name Holding Trade Value Shares
Change 		Change in
Stake
AC
26
Almitas Capital
California
$1.02M +$1.03M +30,444 New
TCA
27
Transcend Capital Advisors
New Jersey
$802K +$16.9K +500 +2%
RJA
28
Raymond James & Associates
Florida
$635K -$202K -5,981 -24%
M&T Bank
29
M&T Bank
New York
$573K – – –
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$509K -$10.2K -301 -2%
HighTower Advisors
31
HighTower Advisors
Illinois
$503K +$513K +15,155 New
LPL Financial
32
LPL Financial
California
$465K +$5.75K +170 +1%
VCP
33
Verus Capital Partners
Arizona
$463K +$13.5K +400 +3%
Osaic Holdings
34
Osaic Holdings
Arizona
$437K +$103K +3,043 +30%
WAM
35
Weiss Asset Management
Massachusetts
$423K +$429K +12,688 New
US Bancorp
36
US Bancorp
Minnesota
$417K +$331K +9,800 +363%
Invesco
37
Invesco
Georgia
$360K -$166K -4,905 -31%
DADC
38
D.A. Davidson & Co
Montana
$336K +$575 +17 +0.2%
LWAC
39
Laurel Wealth Advisors (California)
California
$325K – – –
OA
40
Oxbow Advisors
Texas
$285K – – –
LWM
41
Laidlaw Wealth Management
New York
$273K +$277K +8,179 New
SI
42
Stephens Inc
Arkansas
$269K +$11.1K +327 +4%
ICG
43
InterOcean Capital Group
Tennessee
$267K – – –
IWA
44
Icon Wealth Advisors
Texas
$248K – – –
RIA
45
Realta Investment Advisors
Delaware
$247K +$251K +7,418 New
JMPWA
46
JP Morgan Private Wealth Advisors
California
$218K +$221K +6,522 New
Stifel Financial
47
Stifel Financial
Missouri
$202K +$205K +6,047 New
IA
48
IFP Advisors
Florida
$178K -$124K -3,661 -22%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$160K – – –
CFB
50
Cullen/Frost Bankers
Texas
$135K – – –
1
2
3 4

CEM Hedge Fund Activity: Q4 2022 in Review

75 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2022, worth a combined $150M — up 13% from $132M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CEM positions and 9 closed out — a net gain of 7 holders — while 20 added to existing stakes and 20 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $11.6M. The largest seller was Cornerstone Advisors, cutting an estimated $8.13M.

  • 75 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2022, up from 72 in Q3 2022.
  • Funds reported $150M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2022, up 13% quarter-over-quarter.
  • 16 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2022 and 9 closed out, a net change of +7 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2022 was Saba Capital Management, an estimated $11.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2022 was Cornerstone Advisors, an estimated $8.13M sold.

Based on aggregated 13F filings for Q4 2022.