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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

89 hedge funds and large institutions have $235M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 40 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 21

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

1% less funds holding

Funds holding: 9089 (-1)

5% less capital invested

Capital invested by funds: $249M → $235M (-$13.3M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
89
Holders Change
-1
Holders Change %
-1.11%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
40
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$1.43M -$14.6K -251 -1%
IWP
27
Icon Wealth Partners
Texas
$1.39M +$233 +4 +0%
VF
28
Virtu Financial
New York
$1.25M -$14M -240,634 -92%
DA
29
Doliver Advisors
Texas
$1.16M +$825K +14,185 +190%
US Bancorp
30
US Bancorp
Minnesota
$1.03M
SIA
31
SeaBridge Investment Advisors
New Jersey
$986K -$23.3K -400 -2%
JMPWA
32
JP Morgan Private Wealth Advisors
California
$974K +$14.3K +246 +1%
CIC
33
Carnegie Investment Counsel
Ohio
$893K +$29.4K +506 +3%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$867K +$110K +1,893 +14%
LPL Financial
35
LPL Financial
California
$853K +$75.9K +1,304 +10%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$849K -$10.4K -178 -1%
DC
37
Davenport & Co
Virginia
$625K -$26.8K -460 -4%
PPW
38
Pasadena Private Wealth
California
$618K +$632K +10,857 New
SI
39
Stephens Inc
Arkansas
$604K +$291K +5,000 +89%
NP
40
NorthRock Partners
Minnesota
$593K -$51.2K -880 -8%
DADC
41
D.A. Davidson & Co
Montana
$569K +$82.8K +1,424 +17%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$471K -$11.9K -205 -2%
SMC
43
Smith, Moore & Co
Missouri
$446K -$9.37K -161 -2%
LWAC
44
Laurel Wealth Advisors (California)
California
$440K
MIAN
45
Mariner Independent Advisor Network
Kansas
$411K +$20.8K +358 +5%
SPIA
46
Steward Partners Investment Advisory
New York
$399K +$166K +2,857 +69%
EWM
47
Edge Wealth Management
New York
$357K -$536K -9,214 -59%
QPWM
48
Quadrant Private Wealth Management
Pennsylvania
$349K +$357K +6,135 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$333K +$233 +4 +0.1%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$330K -$28.5K -490 -8%

CEM Hedge Fund Activity: Q3 2019 in Review

89 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2019, worth a combined $235M — down 5.3% from $249M a quarter earlier.

Fund positioning in CEM was balanced in Q3 2019: 10 funds opened new positions, 10 closed out, 40 added to existing stakes and 21 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $3.04M. The largest seller was Virtu Financial, cutting an estimated $14M.

  • 89 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2019, down from 90 in Q2 2019.
  • Funds reported $235M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2019, down 5.3% quarter-over-quarter.
  • 10 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2019 and 10 closed out, a net change of 0 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2019 was Sit Investment Associates, an estimated $3.04M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2019 was Virtu Financial, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2019.