CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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89 hedge funds and large institutions have $235M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 40 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
-1
Holders Change %
-1.11%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
40
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.82M
2
WAM
2
Wolverine Asset Management
Illinois
$4.14M
3
KACA
3
Kayne Anderson Capital Advisors
California
$4.76M
4
SEIA
4
Signature Estate & Investment Advisors
California
$17.3M
5
Morgan Stanley
5
Morgan Stanley
New York
$57.7M

Top Sellers

1
VF
1
Virtu Financial
New York
$1.26M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.45M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$0
4
Millennium Management
4
Millennium Management
New York
$184K
5
EWM
5
Edge Wealth Management
New York
$357K
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$1.43M -$14.3K -251 -1%
IWP
27
Icon Wealth Partners
Texas
$1.39M +$228 +4 +0%
VF
28
Virtu Financial
New York
$1.26M -$13.7M -240,634 -92%
DA
29
Doliver Advisors
Texas
$1.16M +$761K +14,185 +190%
US Bancorp
30
US Bancorp
Minnesota
$1.03M – – –
SIA
31
SeaBridge Investment Advisors
New Jersey
$986K -$22.8K -400 -2%
JPMPWA
32
J.P. Morgan Private Wealth Advisors
California
$974K +$14K +246 +1%
CIC
33
Carnegie Investment Counsel
Ohio
$893K +$28.8K +506 +3%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$867K +$108K +1,893 +14%
LPL Financial
35
LPL Financial
California
$853K +$74.2K +1,304 +10%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$849K -$10.1K -178 -1%
DC
37
Davenport & Co
Virginia
$625K -$27.5K -460 -4%
PPW
38
Pasadena Private Wealth
California
$618K +$618K +10,857 New
SI
39
Stephens Inc
Arkansas
$604K +$284K +5,000 +89%
NP
40
NorthRock Partners
Minnesota
$593K -$50.1K -880 -8%
DADC
41
D.A. Davidson & Co
Montana
$569K +$81.1K +1,424 +17%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$471K -$11.7K -205 -2%
SMC
43
Smith, Moore & Co
Missouri
$446K -$9.17K -161 -2%
LWAC
44
Laurel Wealth Advisors (California)
California
$440K – – –
MIAN
45
Mariner Independent Advisor Network
Kansas
$411K +$20.2K +358 +5%
SPIA
46
Steward Partners Investment Advisory
New York
$399K +$163K +2,857 +69%
EWM
47
Edge Wealth Management
New York
$357K -$523K -9,214 -59%
QPWM
48
Quadrant Private Wealth Management
Pennsylvania
$349K +$349K +6,135 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$333K +$228 +4 +0.1%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$330K -$27.9K -490 -8%
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