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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

90 hedge funds and large institutions have $249M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

7% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 30

0% more funds holding

Funds holding: 9090 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less capital invested

Capital invested by funds: $262M → $249M (-$13M)

Holders
90
Holders Change
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
32
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$1.51M -$9.18K -149 -0.6%
IWP
27
Icon Wealth Partners
Texas
$1.46M +$185 +3 +0%
WAM
28
Wolverine Asset Management
Illinois
$1.38M +$1.43M +23,158 New
US Bancorp
29
US Bancorp
Minnesota
$1.08M
SIA
30
SeaBridge Investment Advisors
New Jersey
$1.06M -$12.1K -196 -1%
JMPWA
31
JP Morgan Private Wealth Advisors
California
$1.01M +$21.2K +344 +2%
EWM
32
Edge Wealth Management
New York
$925K -$3.94K -64 -0.4%
CIC
33
Carnegie Investment Counsel
Ohio
$907K -$250K -4,052 -21%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$902K +$8.56K +139 +0.9%
LPL Financial
35
LPL Financial
California
$817K +$89.9K +1,459 +12%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$798K +$57.3K +930 +7%
Millennium Management
37
Millennium Management
New York
$745K +$380K +6,168 +98%
NP
38
NorthRock Partners
Minnesota
$689K -$20.7M -336,474 -97%
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$654K -$1.34M -21,806 -67%
DC
40
Davenport & Co
Virginia
$653K -$1.91K -31 -0.3%
DADC
41
D.A. Davidson & Co
Montana
$512K -$25.7K -418 -5%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$507K -$43K -698 -8%
SMC
43
Smith, Moore & Co
Missouri
$478K +$30.6K +497 +7%
LWAC
44
Laurel Wealth Advisors (California)
California
$462K -$76.4K -1,240 -14%
DA
45
Doliver Advisors
Texas
$446K +$301K +4,893 +190%
MIAN
46
Mariner Independent Advisor Network
Kansas
$418K +$33.6K +546 +9%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$376K +$20K +325 +5%
Citigroup
48
Citigroup
New York
$373K -$23.9K -388 -6%
BTS
49
BB&T Securities
Virginia
$372K -$41.3K -671 -10%
QPWM
50
Quadrant Private Wealth Management
Pennsylvania
$367K

CEM Hedge Fund Activity: Q2 2019 in Review

90 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2019, worth a combined $249M — down 5% from $262M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 9 closed out — a net gain of 2 holders — while 32 added to existing stakes and 30 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $16.2M. The largest seller was NorthRock Partners, cutting an estimated $20.7M.

  • 90 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2019, unchanged from Q1 2019.
  • Funds reported $249M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2019, down 5% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2019 and 9 closed out, a net change of +2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2019 was Virtu Financial, an estimated $16.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2019 was NorthRock Partners, an estimated $20.7M sold.

Based on aggregated 13F filings for Q2 2019.