TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $296M
1-Year Est. Return 1.73%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$241M
AUM Growth
-$25.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
346
New
Increased
Reduced
Closed

Top Buys

1
+$11.1M
2
+$10M
3
+$4.39M
4
SPE
Special Opportunities Fund
SPE
+$1.87M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.66M

Top Sells

1
+$5.25M
2
+$4.11M
3
+$2.73M
4
SAR icon
Saratoga Investment
SAR
+$2.13M
5
ECC
Eagle Point Credit Co
ECC
+$2.13M

Sector Composition

1 Financials 7.62%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$6K ﹤0.01%
62
202
$6K ﹤0.01%
135
203
$6K ﹤0.01%
37
204
$5K ﹤0.01%
15
-199
205
$5K ﹤0.01%
14
206
$5K ﹤0.01%
220
207
$5K ﹤0.01%
112
208
$5K ﹤0.01%
142
209
$5K ﹤0.01%
8
210
$5K ﹤0.01%
297
+100
211
$5K ﹤0.01%
+29
212
$5K ﹤0.01%
728
213
$5K ﹤0.01%
155
+43
214
$5K ﹤0.01%
49
215
$5K ﹤0.01%
30
216
$5K ﹤0.01%
75
217
$5K ﹤0.01%
29
218
$5K ﹤0.01%
15
219
$5K ﹤0.01%
73
220
$5K ﹤0.01%
+58
221
$5K ﹤0.01%
139
+37
222
$5K ﹤0.01%
+31,250
223
$4K ﹤0.01%
40
224
$4K ﹤0.01%
46
225
$4K ﹤0.01%
48
7 8
9
10 11