Thomas J. Herzfeld Advisors’s LPL Financial LPLA Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-24	Closed	-$5.7K	–	254
2023 Q3	$5.7K	Hold	24	–	–	﹤0.01%	228
2023 Q2	$5.22K	Hold	24	–	–	﹤0.01%	243
2023 Q1	$4.86K	Hold	24	–	–	﹤0.01%	231
2022 Q4	$5.19K	Sell	24 -5	-17%	-$1.17K	﹤0.01%	229
2022 Q3	$6K	Hold	29	–	–	﹤0.01%	187
2022 Q2	$5K	Hold	29	–	–	﹤0.01%	216
2022 Q1	$5K	Hold	29	–	–	﹤0.01%	240
2021 Q4	$5K	Buy	29 +6	+26%	+$990	﹤0.01%	273
2021 Q3	$4K	Hold	23	–	–	﹤0.01%	282
2021 Q2	$3K	Hold	23	–	–	﹤0.01%	323
2021 Q1	$3K	Buy	+23	New	+$2.94K	﹤0.01%	304

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management

Kayne Anderson Rudnick Investment Management Los Angeles, California $34B AUM 6.31% 1-Year Est. Return

Lone Pine Capital Greenwich, Connecticut $12.5B AUM 54.4% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

WCM Investment Management

WCM Investment Management Laguna Beach, California $43.8B AUM 42.28% 1-Year Est. Return