Thomas J. Herzfeld Advisors’s LPL Financial LPLA Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-24	Closed	-$5.7K	–	254
2023 Q3	$5.7K	Hold	24	–	–	﹤0.01%	228
2023 Q2	$5.22K	Hold	24	–	–	﹤0.01%	243
2023 Q1	$4.86K	Hold	24	–	–	﹤0.01%	231
2022 Q4	$5.19K	Sell	24 -5	-17%	-$1.17K	﹤0.01%	229
2022 Q3	$6K	Hold	29	–	–	﹤0.01%	187
2022 Q2	$5K	Hold	29	–	–	﹤0.01%	216
2022 Q1	$5K	Hold	29	–	–	﹤0.01%	240
2021 Q4	$5K	Buy	29 +6	+26%	+$990	﹤0.01%	273
2021 Q3	$4K	Hold	23	–	–	﹤0.01%	282
2021 Q2	$3K	Hold	23	–	–	﹤0.01%	323
2021 Q1	$3K	Buy	+23	New	+$2.94K	﹤0.01%	304

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return

LPC

Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return

Thomas J. Herzfeld Advisors's LPLA Position: Q4 2023 in Review

Thomas J. Herzfeld Advisors sold out of LPL Financial (LPLA) in Q4 2023, closing a stake of 24 shares — an estimated $5.7K sold.

Thomas J. Herzfeld Advisors first reported a position in LPLA in Q1 2021 and held it in 11 quarters. The position peaked at $6K in Q3 2022. 620 funds tracked by Wall St. Rank hold LPLA as of Q4 2023.

Thomas J. Herzfeld Advisors reported no remaining LPL Financial position as of Q4 2023 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 24 LPL Financial shares in Q4 2023, an estimated $5.7K.
Thomas J. Herzfeld Advisors first reported a position in LPL Financial in Q1 2021 and held it in 11 quarters.
Thomas J. Herzfeld Advisors's LPL Financial position peaked at $6K in Q3 2022.
620 funds tracked by Wall St. Rank held LPL Financial as of Q4 2023.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.