Thomas J. Herzfeld Advisors’s Caterpillar CAT Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-29	Closed	-$7.92K	–	191
2023 Q3	$7.92K	Hold	29	–	–	﹤0.01%	197
2023 Q2	$7.13K	Hold	29	–	–	﹤0.01%	203
2023 Q1	$6.64K	Hold	29	–	–	﹤0.01%	191
2022 Q4	$6.95K	Hold	29	–	–	﹤0.01%	190
2022 Q3	$5K	Hold	29	–	–	﹤0.01%	197
2022 Q2	$5K	Buy	+29	New	+$6.11K	﹤0.01%	210
2017 Q4	–	Sell	-713	Closed	-$89K	–	316
2017 Q3	$89K	Buy	713 +5	+0.7%	+$576	0.04%	153
2017 Q2	$76K	Buy	708 +5	+0.7%	+$508	0.03%	156
2017 Q1	$65K	Buy	703 +6	+0.9%	+$568	0.03%	187
2016 Q4	$65K	Buy	697 +5	+0.7%	+$453	0.03%	183
2016 Q3	$61K	Buy	692 +6	+0.9%	+$491	0.03%	168
2016 Q2	$52K	Buy	+686	New	+$51.4K	0.03%	193

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Thomas J. Herzfeld Advisors's CAT Position: Q4 2023 in Review

Thomas J. Herzfeld Advisors sold out of Caterpillar (CAT) in Q4 2023, closing a stake of 29 shares — an estimated $7.92K sold.

Thomas J. Herzfeld Advisors first reported a position in CAT in Q2 2016 and held it in 12 quarters. The position peaked at $89K in Q3 2017. 2,580 funds tracked by Wall St. Rank hold CAT as of Q4 2023.

Thomas J. Herzfeld Advisors reported no remaining Caterpillar position as of Q4 2023 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 29 Caterpillar shares in Q4 2023, an estimated $7.92K.
Thomas J. Herzfeld Advisors first reported a position in Caterpillar in Q2 2016 and held it in 12 quarters.
Thomas J. Herzfeld Advisors's Caterpillar position peaked at $89K in Q3 2017.
2,580 funds tracked by Wall St. Rank held Caterpillar as of Q4 2023.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.