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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
201
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$47K 0.02%
3,553
– –
ABE
202
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$47K 0.02%
4,147
– –
BWG
203
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$46K 0.02%
3,864
– –
IBN icon
204
ICICI Bank
IBN
$107B
$46K 0.02%
6,735
– –
KPTI icon
205
Karyopharm Therapeutics
KPTI
$163M
$46K 0.02%
325
– –
TIP icon
206
iShares TIPS Bond ETF
TIP
$14.5B
$46K 0.02%
410
– –
SPG icon
207
Simon Property Group
SPG
$74.8B
$45K 0.02%
253
– –
LLY icon
208
Eli Lilly
LLY
$1.07T
$44K 0.02%
600
– –
PM icon
209
Philip Morris
PM
$305B
$44K 0.02%
482
– –
AGC
210
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$44K 0.02%
7,516
– –
SBSA
211
DELISTED
Spanish Broadcasting System Inc.
SBSA
$44K 0.02%
14,272
+3,742
+36% +$13.8K
USB icon
212
US Bancorp
USB
$98.7B
$43K 0.02%
831
– –
PPT
213
Franklin Premier Income Trust
PPT
$323M
$42K 0.02%
8,382
– –
BBVA icon
214
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$40K 0.02%
6,082
+1,927
+46% +$12.4K
KMM
215
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$40K 0.02%
4,751
-7,382
-61% -$62.5K
ITUB icon
216
Itaú Unibanco
ITUB
$91.7B
$39K 0.02%
7,770
+2,888
+59% +$14.8K
RMT
217
Royce Micro-Cap Trust
RMT
$732M
$39K 0.02%
4,780
– –
LYB icon
218
LyondellBasell Industries
LYB
$19.1B
$38K 0.02%
442
+56
+15% +$4.7K
SLB icon
219
SLB Ltd
SLB
$77B
$38K 0.02%
449
+79
+21% +$6.47K
TD icon
220
Toronto Dominion Bank
TD
$197B
$38K 0.02%
771
-91
-11% -$4.25K
VALE icon
221
Vale
VALE
$62.6B
$38K 0.02%
5,052
– –
CEE
222
Central and Eastern Europe Fund
CEE
$137M
$37K 0.02%
1,776
– –
NIE
223
Virtus Equity & Convertible Income Fund
NIE
$718M
$37K 0.02%
2,000
– –
EVV
224
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$36K 0.02%
2,600
– –
FMY
225
First Trust Mortgage Income Fund
FMY
$48.9M
$36K 0.02%
2,535
– –
7 8
9
10 11

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.