We are live on
!
Find out more
TJHA
Thomas J. Herzfeld Advisors Portfolio holdings
AUM
$294M
1-Year Est. Return
2.62%
This Fund
S&P 500
This Quarter
Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
(+7.8%)
Cap. Flow
+$15.3M
Cap. Flow
% of AUM
7.14%
Top 10 Holdings %
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
STEW
SRH Total Return Fund
STEW
|
+$10.1M |
| 2 |
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
|
+$3.42M |
| 3 |
BlackRock Science and Technology Trust
BST
|
+$3.17M |
| 4 |
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
|
+$2.82M |
| 5 |
THQ
abrdn Healthcare Opportunities Fund
THQ
|
+$2.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
|
+$7.38M |
| 2 |
Nuveen Credit Strategies Income Fund
JQC
|
+$1.37M |
| 3 |
BTF
BOULDER TOTAL RETURN FD INC
BTF
|
+$1.35M |
| 4 |
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
|
+$994K |
| 5 |
DSL
DoubleLine Income Solutions Fund
DSL
|
+$875K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 5.24% |
| 2 | Industrials | 4.66% |
| 3 | Consumer Discretionary | 3.75% |
| 4 | Consumer Staples | 2.11% |
| 5 | Materials | 1.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TTM
201
DELISTED
Tata Motors Limited
TTM
| $35K | 0.02% |
776
+570
| +277% | +$26.9K |
|
202
HDFC Bank
HDB
$121B
| $34K | 0.02% |
+2,296
| New | +$33.6K |
|
203
ICICI Bank
IBN
$109B
| $34K | 0.02% |
3,625
+2,662
| +276% | +$27.6K |
|
204
Baidu
BIDU
$35.7B
| $33K | 0.02% |
156
+114
| +271% | +$24.4K |
|
205
BlackRock Income Trust
BKT
$332M
| $32K | 0.01% |
1,667
| – | – |
|
206
Credicorp
BAP
$30.9B
| $31K | 0.01% |
223
+164
| +278% | +$24.1K |
|
207
Sensata Technologies
ST
$6.8B
| $31K | 0.01% |
539
+364
| +208% | +$19.4K |
|
208
Prudential
PUK
$36.1B
| $30K | 0.01% |
624
+456
| +271% | +$21.7K |
|
|
SYT
209
DELISTED
Syngenta Ag
SYT
| $30K | 0.01% |
+444
| New | +$29.9K |
|
210
AB InBev
BUD
$161B
| $29K | 0.01% |
241
+177
| +277% | +$21.4K |
|
|
CHU
211
DELISTED
China Unicom (HONG KONG) Limited
CHU
| $29K | 0.01% |
1,895
+1,380
| +268% | +$21.4K |
|
|
KRFT
212
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $28K | 0.01% |
325
+139
| +75% | +$9.18K |
|
|
GLU
213
Gabelli Utility & Income Trust
GLU
$115M
| $27K | 0.01% |
1,463
-300
| -17% | -$5.71K |
|
214
ING
ING
$95.1B
| $27K | 0.01% |
1,853
+1,366
| +280% | +$18.7K |
|
|
SWZ
215
Swiss Helvetia Fund
SWZ
$76.7M
| $27K | 0.01% |
2,316
-257
| -10% | -$2.92K |
|
216
Wheaton Precious Metals
WPM
$49.8B
| $27K | 0.01% |
1,427
+1,049
| +278% | +$22.3K |
|
217
Nuveen Core Equity Alpha Fund
JCE
$278M
| $26K | 0.01% |
1,511
+100
| +7% | +$1.73K |
|
|
ARMF
218
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
| $26K | 0.01% |
1,316
-2,000
| -60% | -$40.4K |
|
219
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
| $25K | 0.01% |
500
| – | – |
|
|
MVC
220
DELISTED
MVC Capital, Inc.
MVC
| $25K | 0.01% |
2,618
| – | – |
|
221
SK Telecom
SKM
$11.8B
| $24K | 0.01% |
535
+421
| +369% | +$19.5K |
|
222
Ambev
ABEV
$48.4B
| $23K | 0.01% |
4,022
+2,917
| +264% | +$18.1K |
|
223
British American Tobacco
BTI
$134B
| $23K | 0.01% |
440
+322
| +273% | +$17.9K |
|
224
Pfizer
PFE
$144B
| $23K | 0.01% |
687
+327
| +91% | +$10.4K |
|
225
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
| $23K | 0.01% |
1,250
| – | – |
|
Similar funds
BIC
SM
PCI
PC
DMBA
MFC
MEPT
ECM
Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review
As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.
By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.
- Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
- Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
- Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
- Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
- Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
- Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
- Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.
Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.