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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB.PRD.CL
201
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$22K 0.01%
848
– –
GAB icon
202
Gabelli Equity Trust
GAB
$1.75B
$21K 0.01%
3,403
+93
+3% +$592
NHS
203
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$21K 0.01%
1,743
– –
USO icon
204
United States Oil Fund
USO
$2.07B
$20K 0.01%
+125
New +$27.7K
VGT icon
205
Vanguard Information Technology ETF
VGT
$138B
$19K 0.01%
1,488
– –
HYB
206
DELISTED
New America High Income Fund, Inc.
HYB
$18K 0.01%
2,000
– –
XLY icon
207
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$16K 0.01%
450
– –
HTD
208
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$15K 0.01%
655
-21,518
-97% -$464K
XLV icon
209
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$14K 0.01%
211
– –
LBF
210
DELISTED
Deutsche Global High Incm Fund
LBF
$14K 0.01%
1,802
– –
CP icon
211
Canadian Pacific Kansas City
CP
$81.1B
$13K 0.01%
+325
New +$12.9K
TYG.PRB
212
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$13K 0.01%
1,300
– –
JGV
213
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$13K 0.01%
1,000
– –
EZU icon
214
iShare MSCI Eurozone ETF
EZU
$9.45B
$12K 0.01%
322
– –
MMM icon
215
3M
MMM
$91.9B
$12K 0.01%
+89
New +$11.4K
PG icon
216
Procter & Gamble
PG
$346B
$12K 0.01%
+129
New +$11.3K
TT icon
217
Trane Technologies
TT
$107B
$12K 0.01%
+186
New +$11.4K
WMT icon
218
Walmart Inc
WMT
$889B
$12K 0.01%
+405
New +$10.9K
KRFT
219
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$12K 0.01%
+186
New +$10.9K
ABT icon
220
Abbott
ABT
$182B
$11K 0.01%
+253
New +$11K
AXP icon
221
American Express
AXP
$229B
$11K 0.01%
+119
New +$10.7K
BDJ icon
222
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$11K 0.01%
1,382
-4,745
-77% -$39K
CLM icon
223
Cornerstone Strategic Value Fund
CLM
$2.17B
$11K 0.01%
564
+39
+7% +$788
IBB icon
224
iShares Biotechnology ETF
IBB
$9.44B
$11K 0.01%
108
– –
JPM icon
225
JPMorgan Chase
JPM
$947B
$11K 0.01%
+170
New +$10.2K
7 8
9
10 11

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MEPT
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.