We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$5.15M
Cap. Flow
-$1.35M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.98%
Holding
336
New
52
Increased
59
Reduced
61
Closed
48

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.07M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$1.55M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.34M
4
CYBX
CYBERONICS INC
CYBX
+$1.12M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M

Top Sells

Rank Stock Value
1
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$1.8M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.67M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.44M
4
AVK
Advent Convertible and Income Fund
AVK
+$1.16M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Consumer Staples 3.8%
3 Industrials 3.76%
4 Consumer Discretionary 3.28%
5 Real Estate 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APB
201
DELISTED
Asia Pacific Fund
APB
$57K 0.03%
5,150
-350
-6% -$3.72K
SBSA
202
DELISTED
Spanish Broadcasting System Inc.
SBSA
$57K 0.03%
10,030
+2,000
+25% +$12.1K
KIO
203
KKR Income Opportunities Fund
KIO
$450M
$56K 0.03%
+3,001
New +$54.3K
JPI
204
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$54K 0.03%
2,300
– –
DPG
205
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$53K 0.03%
2,410
– –
PDT
206
John Hancock Premium Dividend Fund
PDT
$634M
$50K 0.03%
3,666
+24
+0.7% +$318
ISL
207
DELISTED
Aberdeen Israel Fund
ISL
$49K 0.03%
2,750
– –
TIP icon
208
iShares TIPS Bond ETF
TIP
$14.5B
$48K 0.03%
420
-330
-44% -$37.6K
KMM
209
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$45K 0.03%
+4,751
New +$44.4K
BIT icon
210
BlackRock Multi-Sector Income Trust
BIT
$696M
$43K 0.02%
2,301
– –
HQL
211
abrdn Life Sciences Investors
HQL
$585M
$39K 0.02%
1,864
-4,736
-72% -$99.4K
GLU
212
Gabelli Utility & Income Trust
GLU
$116M
$37K 0.02%
1,763
– –
TYG
213
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$37K 0.02%
+187
New +$35.9K
MSF
214
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$36K 0.02%
2,264
– –
BQY
215
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$36K 0.02%
2,650
– –
MVC
216
DELISTED
MVC Capital, Inc.
MVC
$34K 0.02%
2,618
– –
ASP
217
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$34K 0.02%
+3,301
New +$33.1K
RNE
218
DELISTED
MORGAN STLY EASTEURO FD
RNE
$30K 0.02%
1,615
– –
KST
219
DELISTED
Deutsche Strategic Income Trust
KST
$26K 0.01%
+2,000
New +$25.6K
JRO
220
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$25K 0.01%
2,000
– –
GAB icon
221
Gabelli Equity Trust
GAB
$1.74B
$24K 0.01%
3,310
+64
+2% +$455
JCE icon
222
Nuveen Core Equity Alpha Fund
JCE
$279M
$24K 0.01%
1,334
+21
+2% +$371
NHS
223
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$24K 0.01%
1,743
– –
QQQX icon
224
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$23K 0.01%
1,207
+22
+2% +$410
TY.PR icon
225
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.3M
$23K 0.01%
500
– –
7 8
9
10 11

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Thomas J. Herzfeld Advisors held 336 positions worth $175M, up 3% from $170M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2014 filing shows 52 new, 59 increased, 61 reduced and 48 closed positions. Its largest new stake was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M. The largest sale was BlackRock Taxable Municipal Bond Trust, an estimated $1.8M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q2 2014 buy was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M.
  • Thomas J. Herzfeld Advisors added most to Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q2 2014, an estimated $694K increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2014 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $1.14M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Taxable Municipal Bond Trust in Q2 2014, selling an estimated $1.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 26% of its $175M portfolio in Q2 2014.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 48 in Q2 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.