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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLW icon
201
BlackRock Limited Duration Income Trust
BLW
$491M
$67K 0.04%
3,910
– –
BXMX
202
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$67K 0.04%
5,310
– –
EVM
203
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$67K 0.04%
6,209
-2,000
-24% -$21.4K
VMO icon
204
Invesco Municipal Opportunity Trust
VMO
$652M
$66K 0.04%
5,450
-550
-9% -$6.66K
ABE
205
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$66K 0.04%
4,964
+1,564
+46% +$20K
NAZ icon
206
Nuveen Arizona Quality Municipal Income Fund
NAZ
$155M
$64K 0.04%
5,000
-700
-12% -$8.85K
NQU
207
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$63K 0.04%
4,725
-5,000
-51% -$65.2K
ERC
208
Allspring Multi-Sector Income Fund
ERC
$254M
$62K 0.04%
4,300
– –
FAV
209
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$60K 0.04%
+6,900
New +$59.2K
EGX
210
DELISTED
ENGEX INC
EGX
$60K 0.04%
15,572
-900
-5% -$3.47K
VCV icon
211
Invesco California Value Municipal Income Trust
VCV
$518M
$59K 0.03%
5,000
– –
MUI
212
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$57K 0.03%
4,000
– –
APB
213
DELISTED
Asia Pacific Fund
APB
$57K 0.03%
5,500
-500
-8% -$5.02K
NQS
214
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$56K 0.03%
4,200
-5,000
-54% -$66K
BAF
215
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$55K 0.03%
4,000
– –
TKF
216
DELISTED
Turkish Inv Fund
TKF
$53K 0.03%
4,880
-1,326
-21% -$13.6K
JPI
217
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$52K 0.03%
2,300
-700
-23% -$15.9K
MVCB.CL
218
DELISTED
MVC Capital, Inc.
MVCB.CL
$51K 0.03%
2,000
– –
ISL
219
DELISTED
Aberdeen Israel Fund
ISL
$50K 0.03%
2,750
– –
DPG
220
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$48K 0.03%
2,410
– –
PDT
221
John Hancock Premium Dividend Fund
PDT
$637M
$47K 0.03%
3,642
+17
+0.5% +$209
SBSA
222
DELISTED
Spanish Broadcasting System Inc.
SBSA
$47K 0.03%
8,030
– –
SBUX icon
223
Starbucks
SBUX
$119B
$44K 0.03%
1,200
– –
TWN
224
Taiwan Fund
TWN
$466M
$42K 0.02%
2,226
-245
-10% -$4.6K
BIT icon
225
BlackRock Multi-Sector Income Trust
BIT
$693M
$41K 0.02%
+2,301
New +$40.3K
7 8
9
10 11

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.