TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+2.22%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$2.82M
Cap. Flow %
1%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.16M
2
OXLC
Oxford Lane Capital
OXLC
$3.73M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.54M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.21M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.75M

Top Sells

1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$6.6M
2
ADX icon
Adams Diversified Equity Fund
ADX
$4.8M
3
UTG icon
Reaves Utility Income Fund
UTG
$4.8M
4
STEW
SRH Total Return Fund
STEW
$1.52M
5
KIO
KKR Income Opportunities Fund
KIO
$1.17M

Sector Composition

1 Financials 7.46%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDL
176
GDL Fund
GDL
$96.8M
$38K 0.01%
4,173
+46
+1% +$419
JCE icon
177
Nuveen Core Equity Alpha Fund
JCE
$263M
$38K 0.01%
2,419
+45
+2% +$707
QQQX icon
178
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
$38K 0.01%
1,602
+26
+2% +$617
BBVA icon
179
Banco Bilbao Vizcaya Argentaria
BBVA
$105B
$32K 0.01%
5,143
-997
-16% -$6.2K
GAB icon
180
Gabelli Equity Trust
GAB
$1.88B
$32K 0.01%
5,010
+113
+2% +$722
ASG
181
Liberty All-Star Growth Fund
ASG
$343M
$31K 0.01%
4,813
+90
+2% +$580
SU icon
182
Suncor Energy
SU
$48.1B
$31K 0.01%
799
+363
+83% +$14.1K
GE icon
183
GE Aerospace
GE
$290B
$30K 0.01%
556
– –
MN
184
DELISTED
MANNING & NAPIER, INC.
MN
$30K 0.01%
10,000
– –
USA icon
185
Liberty All-Star Equity Fund
USA
$1.93B
$29K 0.01%
4,258
+101
+2% +$688
LDF
186
DELISTED
Latin American Discovery Fund
LDF
$29K 0.01%
2,593
– –
INO icon
187
Inovio Pharmaceuticals
INO
$145M
$28K 0.01%
417
– –
PNI
188
PIMCO New York Municipal Income Fund II
PNI
$75.2M
$28K 0.01%
+2,454
New +$28K
GMZ
189
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$28K 0.01%
436
– –
ZF
190
DELISTED
Virtus Total Return Fund Inc.
ZF
$28K 0.01%
2,681
+36
+1% +$376
ITUB icon
191
Itaú Unibanco
ITUB
$76.5B
$27K 0.01%
+4,958
New +$27K
CELG
192
DELISTED
Celgene Corp
CELG
$27K 0.01%
300
– –
EQIX icon
193
Equinix
EQIX
$75.4B
$26K 0.01%
60
+3
+5% +$1.3K
KPTI icon
194
Karyopharm Therapeutics
KPTI
$58.9M
$26K 0.01%
100
– –
APF
195
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$25K 0.01%
1,502
– –
GFY
196
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$22K 0.01%
+1,308
New +$22K
BMRN icon
197
BioMarin Pharmaceuticals
BMRN
$11B
$20K 0.01%
205
-111
-35% -$10.8K
NTG
198
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$19K 0.01%
+116
New +$19K
BTI icon
199
British American Tobacco
BTI
$122B
$18K 0.01%
394
+59
+18% +$2.7K
INCY icon
200
Incyte
INCY
$16.7B
$17K 0.01%
242
– –
6 7
8
9 10