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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
176
GDL Fund
GDL
$91.7M
$38K 0.01%
4,173
+46
+1% +$423
JCE icon
177
Nuveen Core Equity Alpha Fund
JCE
$278M
$38K 0.01%
2,419
+45
+2% +$693
QQQX icon
178
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$38K 0.01%
1,602
+26
+2% +$646
BBVA icon
179
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$32K 0.01%
5,143
-997
-16% -$6.64K
GAB icon
180
Gabelli Equity Trust
GAB
$1.76B
$32K 0.01%
5,010
+113
+2% +$714
ASG
181
Liberty All-Star Growth Fund
ASG
$324M
$31K 0.01%
4,813
+90
+2% +$604
SU icon
182
Suncor Energy
SU
$75.4B
$31K 0.01%
799
+363
+83% +$14.7K
GE icon
183
GE Aerospace
GE
$377B
$30K 0.01%
556
– –
MN
184
DELISTED
MANNING & NAPIER, INC.
MN
$30K 0.01%
10,000
– –
USA icon
185
Liberty All-Star Equity Fund
USA
$1.79B
$29K 0.01%
4,258
+101
+2% +$671
LDF
186
DELISTED
Latin American Discovery Fund
LDF
$29K 0.01%
2,593
– –
INO icon
187
Inovio Pharmaceuticals
INO
$84.7M
$28K 0.01%
417
– –
PNI
188
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$28K 0.01%
+2,454
New +$27.3K
GMZ
189
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$28K 0.01%
436
– –
ZF
190
DELISTED
Virtus Total Return Fund Inc.
ZF
$28K 0.01%
2,681
+36
+1% +$385
ITUB icon
191
Itaú Unibanco
ITUB
$91.6B
$27K 0.01%
+5,106
New +$27.4K
CELG
192
DELISTED
Celgene Corp
CELG
$27K 0.01%
300
– –
EQIX icon
193
Equinix
EQIX
$102B
$26K 0.01%
60
+3
+5% +$1.31K
KPTI icon
194
Karyopharm Therapeutics
KPTI
$161M
$26K 0.01%
100
– –
APF
195
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$25K 0.01%
1,502
– –
GFY
196
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$22K 0.01%
+1,308
New +$21.5K
BMRN icon
197
BioMarin Pharmaceuticals
BMRN
$12B
$20K 0.01%
205
-111
-35% -$11.1K
NTG
198
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$19K 0.01%
+116
New +$18.8K
BTI icon
199
British American Tobacco
BTI
$134B
$18K 0.01%
394
+59
+18% +$3K
INCY icon
200
Incyte
INCY
$26B
$17K 0.01%
242
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.