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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXJ
176
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$75K 0.03%
5,702
– –
PFN
177
PIMCO Income Strategy Fund II
PFN
$693M
$75K 0.03%
7,923
+1,100
+16% +$10.2K
GEQ
178
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$75K 0.03%
+4,571
New +$74.6K
EEA
179
European Equity Fund
EEA
$75M
$72K 0.03%
9,358
– –
RCG
180
RENN Fund
RCG
$20.7M
$71K 0.03%
58,150
+22,847
+65% +$29.5K
INTC icon
181
Intel
INTC
$455B
$69K 0.03%
1,892
+6
+0.3% +$215
CEV
182
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$67K 0.03%
5,483
+2,875
+110% +$36.7K
CAT icon
183
Caterpillar
CAT
$398B
$65K 0.03%
697
+5
+0.7% +$453
PFE icon
184
Pfizer
PFE
$141B
$65K 0.03%
2,100
+8
+0.4% +$244
KO icon
185
Coca-Cola
KO
$357B
$64K 0.03%
1,538
+11
+0.7% +$458
GDX icon
186
VanEck Gold Miners ETF
GDX
$23B
$63K 0.03%
+3,000
New +$66.6K
JCE icon
187
Nuveen Core Equity Alpha Fund
JCE
$282M
$62K 0.03%
4,731
+38
+0.8% +$503
PHG icon
188
Philips
PHG
$26B
$61K 0.03%
2,716
+601
+28% +$13.1K
MET icon
189
MetLife
MET
$61.5B
$56K 0.03%
1,167
-160
-12% -$7.34K
ASA
190
ASA Gold and Precious Metals
ASA
$970M
$55K 0.03%
+5,000
New +$60.5K
V icon
191
Visa
V
$689B
$54K 0.03%
689
+1
+0.1% +$80
CHN
192
DELISTED
China Fund
CHN
$53K 0.02%
3,500
– –
ING icon
193
ING
ING
$95.8B
$53K 0.02%
3,789
-684
-15% -$9.22K
KHC icon
194
Kraft Heinz
KHC
$30.8B
$53K 0.02%
608
– –
AXP icon
195
American Express
AXP
$227B
$51K 0.02%
692
+3
+0.4% +$208
APB
196
DELISTED
Asia Pacific Fund
APB
$50K 0.02%
5,150
– –
GDL
197
GDL Fund
GDL
$92M
$49K 0.02%
5,000
+4,000
+400% +$39.1K
ABT icon
198
Abbott
ABT
$182B
$48K 0.02%
1,249
– –
BT
199
DELISTED
BT Group plc (ADR)
BT
$48K 0.02%
+2,104
New +$48.6K
DSL
200
DoubleLine Income Solutions Fund
DSL
$1.22B
$47K 0.02%
2,500
– –
6 7
8
9 10

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.