We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABE
176
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$63K 0.03%
4,964
– –
EDD
177
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$372M
$55K 0.02%
6,400
-31,701
-83% -$295K
ING icon
178
ING
ING
$93.8B
$55K 0.02%
3,373
+1,520
+82% +$24.2K
GDX icon
179
VanEck Gold Miners ETF
GDX
$23B
$53K 0.02%
3,000
– –
VOD icon
180
Vodafone
VOD
$34.9B
$53K 0.02%
+1,453
New +$52.3K
MUFG icon
181
Mitsubishi UFJ Financial
MUFG
$258B
$46K 0.02%
+6,383
New +$45.5K
TIP icon
182
iShares TIPS Bond ETF
TIP
$14.5B
$46K 0.02%
410
– –
TKF
183
DELISTED
Turkish Inv Fund
TKF
$46K 0.02%
4,630
– –
ISL
184
DELISTED
Aberdeen Israel Fund
ISL
$44K 0.02%
2,322
– –
DPG
185
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$43K 0.02%
2,410
– –
LBTYA icon
186
Liberty Global Class A
LBTYA
$3.31B
$43K 0.02%
+1,017
New +$45.2K
IBN icon
187
ICICI Bank
IBN
$106B
$42K 0.02%
4,384
+759
+21% +$7.13K
JPI
188
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$41K 0.02%
1,850
-1,199
-39% -$27.8K
TM icon
189
Toyota
TM
$210B
$41K 0.02%
303
– –
TT icon
190
Trane Technologies
TT
$106B
$41K 0.02%
615
– –
ULTR
191
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$41K 0.02%
36,000
– –
BIIB icon
192
Biogen
BIIB
$29.9B
$40K 0.02%
+100
New +$40.1K
AMJ
193
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$40K 0.02%
1,000
– –
BCS icon
194
Barclays
BCS
$94.1B
$39K 0.02%
2,554
-10
-0.4% -$150
CNQ icon
195
Canadian Natural Resources
CNQ
$96.9B
$39K 0.02%
2,979
– –
CP icon
196
Canadian Pacific Kansas City
CP
$82B
$39K 0.02%
1,215
+235
+24% +$8.39K
NIE
197
Virtus Equity & Convertible Income Fund
NIE
$718M
$39K 0.02%
2,000
– –
PDT
198
John Hancock Premium Dividend Fund
PDT
$634M
$38K 0.02%
2,964
-781
-21% -$10.8K
SKM icon
199
SK Telecom
SKM
$13.7B
$37K 0.02%
910
+375
+70% +$16.4K
AEF
200
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$36K 0.02%
+5,000
New +$37.5K
6 7
8
9 10

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.