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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDT
176
John Hancock Premium Dividend Fund
PDT
$637M
$52K 0.02%
3,745
+18
+0.5% +$253
ULTR
177
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$52K 0.02%
36,000
– –
SMFG icon
178
Sumitomo Mitsui Financial
SMFG
$163B
$49K 0.02%
6,280
+4,738
+307% +$35.4K
DPG
179
Duff & Phelps Utility and Infrastructure Fund
DPG
$532M
$48K 0.02%
2,410
– –
TIP icon
180
iShares TIPS Bond ETF
TIP
$14.5B
$47K 0.02%
410
-10
-2% -$1.13K
VIPS icon
181
Vipshop
VIPS
$7.13B
$45K 0.02%
1,542
+1,056
+217% +$25.6K
CNQ icon
182
Canadian Natural Resources
CNQ
$92.2B
$44K 0.02%
2,979
+2,408
+422% +$34.4K
INCY icon
183
Incyte
INCY
$26B
$44K 0.02%
477
– –
MIE
184
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$44K 0.02%
2,326
-5,170
-69% -$100K
TKF
185
DELISTED
Turkish Inv Fund
TKF
$44K 0.02%
4,630
– –
AMJ
186
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$43K 0.02%
1,000
– –
TM icon
187
Toyota
TM
$221B
$42K 0.02%
303
+224
+284% +$29.9K
TT icon
188
Trane Technologies
TT
$104B
$42K 0.02%
615
+429
+231% +$28.3K
ISL
189
DELISTED
Aberdeen Israel Fund
ISL
$41K 0.02%
2,322
-428
-16% -$7.22K
NIE
190
Virtus Equity & Convertible Income Fund
NIE
$714M
$40K 0.02%
2,000
– –
KMM
191
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$40K 0.02%
4,751
– –
SBSA
192
DELISTED
Spanish Broadcasting System Inc.
SBSA
$40K 0.02%
10,030
– –
NRO
193
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
$39K 0.02%
7,563
+1
+0% +$5
CB icon
194
Chubb
CB
$141B
$37K 0.02%
331
+243
+276% +$27.3K
BP icon
195
BP
BP
$107B
$36K 0.02%
1,118
+905
+425% +$29.6K
CP icon
196
Canadian Pacific Kansas City
CP
$81.4B
$36K 0.02%
980
+655
+202% +$24.2K
TEVA icon
197
Teva Pharmaceuticals
TEVA
$36.9B
$36K 0.02%
583
+467
+403% +$27.2K
AY
198
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$36K 0.02%
+1,071
New +$34.9K
MNK
199
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$36K 0.02%
282
+194
+220% +$22.2K
BCS icon
200
Barclays
BCS
$91B
$35K 0.02%
2,564
+1,863
+266% +$26.1K
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.