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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
176
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$79K 0.04%
5,440
– –
FDI
177
DELISTED
FORT DEARBORN INCOME SECS
FDI
$78K 0.04%
5,400
– –
VMO icon
178
Invesco Municipal Opportunity Trust
VMO
$653M
$76K 0.04%
6,050
– –
MIY icon
179
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$75K 0.04%
5,600
-1,200
-18% -$16.3K
BWG
180
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$71K 0.04%
4,206
– –
VTOL icon
181
Bristow Group
VTOL
$1.37B
$70K 0.04%
1,608
– –
NXZ
182
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$70K 0.04%
5,000
– –
NML
183
Neuberger Energy Infrastructure and Income Fund Inc
NML
$582M
$69K 0.04%
3,201
-5,800
-64% -$120K
ABE
184
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$69K 0.04%
4,964
– –
ARMF
185
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$69K 0.04%
3,316
– –
DDF
186
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$67K 0.04%
6,767
-3,159
-32% -$32K
FDX icon
187
FedEx
FDX
$73.5B
$65K 0.04%
400
-100
-20% -$15.2K
NQU
188
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$65K 0.04%
4,725
– –
GDX icon
189
VanEck Gold Miners ETF
GDX
$23.2B
$64K 0.04%
3,000
– –
APB
190
DELISTED
Asia Pacific Fund
APB
$58K 0.03%
5,150
– –
BAF
191
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$57K 0.03%
4,000
– –
JPI
192
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$53K 0.03%
2,300
– –
PFN
193
PIMCO Income Strategy Fund II
PFN
$693M
$53K 0.03%
+5,000
New +$54K
KIO
194
KKR Income Opportunities Fund
KIO
$448M
$52K 0.03%
3,001
– –
NQI
195
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$52K 0.03%
4,000
-3,000
-43% -$39K
DPG
196
Duff & Phelps Utility and Infrastructure Fund
DPG
$539M
$51K 0.03%
2,410
– –
NTC
197
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$51K 0.03%
4,078
-4,730
-54% -$59.2K
BDJ icon
198
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$50K 0.03%
6,127
-180,308
-97% -$1.5M
PDT
199
John Hancock Premium Dividend Fund
PDT
$637M
$49K 0.03%
3,691
+25
+0.7% +$332
KPTI icon
200
Karyopharm Therapeutics
KPTI
$161M
$48K 0.03%
+91
New +$51.4K
6 7
8
9 10

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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.