TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+2.22%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$2.82M
Cap. Flow %
1%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.16M
2
OXLC
Oxford Lane Capital
OXLC
$3.73M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.54M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.21M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.75M

Top Sells

1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$6.6M
2
ADX icon
Adams Diversified Equity Fund
ADX
$4.8M
3
UTG icon
Reaves Utility Income Fund
UTG
$4.8M
4
STEW
SRH Total Return Fund
STEW
$1.52M
5
KIO
KKR Income Opportunities Fund
KIO
$1.17M

Sector Composition

1 Financials 7.46%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMM
151
Putnam Managed Municipal Income
PMM
$252M
$75K 0.03%
10,794
– –
DMB
152
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$185M
$72K 0.03%
5,776
– –
GDV icon
153
Gabelli Dividend & Income Trust
GDV
$2.38B
$70K 0.02%
2,912
-2,063
-41% -$49.6K
LLY icon
154
Eli Lilly
LLY
$666B
$64K 0.02%
600
– –
SONY icon
155
Sony
SONY
$166B
$64K 0.02%
5,270
-270
-5% -$3.28K
MUI
156
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$60K 0.02%
4,590
– –
CBA
157
DELISTED
ClearBridge American Energy MLP
CBA
$60K 0.02%
7,666
+62
+0.8% +$485
GDX icon
158
VanEck Gold Miners ETF
GDX
$19.4B
$56K 0.02%
3,024
+1
+0% +$19
APB
159
DELISTED
Asia Pacific Fund
APB
$56K 0.02%
4,150
– –
HQL
160
abrdn Life Sciences Investors
HQL
$407M
$55K 0.02%
2,673
– –
ENZ
161
DELISTED
Enzo Biochem, Inc.
ENZ
$52K 0.02%
12,629
– –
VMM
162
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$51K 0.02%
4,272
– –
CMU
163
MFS High Yield Municipal Trust
CMU
$84.3M
$50K 0.02%
11,077
-51,678
-82% -$233K
BIDU icon
164
Baidu
BIDU
$33.8B
$46K 0.02%
201
+58
+41% +$13.3K
TIP icon
165
iShares TIPS Bond ETF
TIP
$13.6B
$45K 0.02%
410
– –
ASA
166
ASA Gold and Precious Metals
ASA
$722M
$44K 0.02%
5,010
-44,999
-90% -$395K
CEE
167
Central and Eastern Europe Fund
CEE
$103M
$43K 0.02%
1,783
+1
+0.1% +$24
NVS icon
168
Novartis
NVS
$249B
$43K 0.02%
558
– –
RGT
169
Royce Global Value Trust
RGT
$82.4M
$43K 0.02%
4,104
– –
IBN icon
170
ICICI Bank
IBN
$114B
$41K 0.01%
4,771
-786
-14% -$6.76K
RCG
171
RENN Fund
RCG
$18.8M
$41K 0.01%
22,847
– –
BWG
172
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$40K 0.01%
3,659
-205
-5% -$2.24K
EIA
173
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$40K 0.01%
3,880
– –
DEO icon
174
Diageo
DEO
$61B
$39K 0.01%
276
-2
-0.7% -$283
BDJ icon
175
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$38K 0.01%
3,977
+23
+0.6% +$220
5 6
7
8 9