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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMM
151
Franklin Managed Municipal Income Trust
PMM
$272M
$75K 0.03%
10,794
– –
DMB
152
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$72K 0.03%
5,776
– –
GDV icon
153
Gabelli Dividend & Income Trust
GDV
$2.62B
$70K 0.02%
2,912
-2,063
-41% -$49K
LLY icon
154
Eli Lilly
LLY
$1.09T
$64K 0.02%
600
– –
SONY icon
155
Sony
SONY
$133B
$64K 0.02%
5,270
-270
-5% -$2.97K
MUI
156
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$60K 0.02%
4,590
– –
CBA
157
DELISTED
ClearBridge American Energy MLP
CBA
$60K 0.02%
7,666
+62
+0.8% +$495
GDX icon
158
VanEck Gold Miners ETF
GDX
$22.7B
$56K 0.02%
3,024
+1
+0% +$20
APB
159
DELISTED
Asia Pacific Fund
APB
$56K 0.02%
4,150
– –
HQL
160
abrdn Life Sciences Investors
HQL
$589M
$55K 0.02%
2,673
– –
ENZ
161
DELISTED
Enzo Biochem, Inc.
ENZ
$52K 0.02%
12,629
– –
VMM
162
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$51K 0.02%
4,272
– –
CMU
163
DELISTED
MFS High Yield Municipal Trust
CMU
$50K 0.02%
11,077
-51,678
-82% -$233K
BIDU icon
164
Baidu
BIDU
$35.7B
$46K 0.02%
201
+58
+41% +$13.6K
TIP icon
165
iShares TIPS Bond ETF
TIP
$14.5B
$45K 0.02%
410
– –
ASA
166
ASA Gold and Precious Metals
ASA
$945M
$44K 0.02%
5,010
-44,999
-90% -$419K
CEE
167
Central and Eastern Europe Fund
CEE
$136M
$43K 0.02%
1,783
+1
+0.1% +$23
NVS icon
168
Novartis
NVS
$303B
$43K 0.02%
558
– –
RGT
169
Royce Global Value Trust
RGT
$96.8M
$43K 0.02%
4,104
– –
IBN icon
170
ICICI Bank
IBN
$109B
$41K 0.01%
4,771
-786
-14% -$6.95K
RCG
171
RENN Fund
RCG
$20.7M
$41K 0.01%
22,847
– –
BWG
172
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$40K 0.01%
3,659
-205
-5% -$2.32K
EIA
173
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$40K 0.01%
3,880
– –
DEO icon
174
Diageo
DEO
$49.2B
$39K 0.01%
276
-2
-0.7% -$287
BDJ icon
175
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$38K 0.01%
3,977
+23
+0.6% +$215
5 6
7
8 9

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.