We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPL
151
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$109K 0.06%
9,051
-19,222
-68% -$200K
CKH
152
DELISTED
Seacor Holdings Inc.
CKH
$109K 0.06%
2,068
– –
SRV
153
NXG Cushing Midstream Energy Fund
SRV
$222M
$108K 0.06%
2,725
-9,513
-78% -$357K
CRF
154
Cornerstone Total Return Fund
CRF
$1.14B
$107K 0.06%
6,790
-3,264
-32% -$47.9K
SNDS
155
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$107K 0.06%
5,900
– –
DMB
156
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$106K 0.05%
8,017
-11,100
-58% -$142K
MRK icon
157
Merck
MRK
$323B
$106K 0.05%
2,096
– –
AMGN icon
158
Amgen
AMGN
$203B
$105K 0.05%
700
– –
CHW
159
Calamos Global Dynamic Income Fund
CHW
$538M
$104K 0.05%
14,800
– –
EQS icon
160
Equus Total Return
EQS
$17M
$104K 0.05%
65,309
-373
-0.6% -$591
ETX
161
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$102K 0.05%
+5,186
New +$99.6K
GDL
162
GDL Fund
GDL
$91.8M
$100K 0.05%
9,961
– –
KMM
163
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$96K 0.05%
12,133
– –
NZF icon
164
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$95K 0.05%
6,352
– –
NMA
165
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$93K 0.05%
6,500
+4,000
+160% +$56.4K
BUI icon
166
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$88K 0.05%
4,746
– –
MIE
167
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$88K 0.05%
10,951
-2,525
-19% -$19.2K
NQU
168
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$88K 0.05%
6,000
+2,000
+50% +$29K
PSMT icon
169
Pricesmart
PSMT
$5.81B
$85K 0.04%
1,000
– –
NTC
170
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$85K 0.04%
+6,400
New +$82.3K
MUE
171
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$84K 0.04%
+6,000
New +$82.8K
BTA
172
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$83K 0.04%
7,000
+5,000
+250% +$58.4K
NXJ
173
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$81K 0.04%
+5,702
New +$78.8K
VPV icon
174
Invesco Pennsylvania Value Municipal Income Trust
VPV
$194M
$81K 0.04%
6,000
+4,000
+200% +$52.4K
AMJ
175
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$81K 0.04%
3,000
– –
5 6
7
8 9

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.