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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXF
151
Mexico Fund
MXF
$311M
$107K 0.05%
5,000
– –
ASA
152
ASA Gold and Precious Metals
ASA
$944M
$104K 0.05%
10,307
– –
GDL
153
GDL Fund
GDL
$91.6M
$103K 0.05%
9,961
– –
WIA
154
Western Asset Inflation-Linked Income Fund
WIA
$185M
$98K 0.05%
8,523
+26
+0.3% +$302
CHN
155
DELISTED
China Fund
CHN
$97K 0.05%
5,000
– –
CEF icon
156
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$95K 0.04%
8,000
– –
BUI icon
157
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$732M
$93K 0.04%
4,746
– –
JDD
158
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$93K 0.04%
7,586
-12,646
-63% -$153K
NZF icon
159
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$90K 0.04%
6,352
– –
NML
160
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$88K 0.04%
5,015
-5,567
-53% -$102K
PFN
161
PIMCO Income Strategy Fund II
PFN
$694M
$86K 0.04%
8,610
-65,646
-88% -$667K
CEE
162
Central and Eastern Europe Fund
CEE
$136M
$85K 0.04%
4,144
+22
+0.5% +$447
PSMT icon
163
Pricesmart
PSMT
$5.83B
$85K 0.04%
1,000
– –
SPXX icon
164
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$84K 0.04%
6,001
– –
BOI
165
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$82K 0.04%
5,001
– –
AMGN icon
166
Amgen
AMGN
$212B
$80K 0.04%
+500
New +$78.7K
FDI
167
DELISTED
FORT DEARBORN INCOME SECS
FDI
$78K 0.04%
5,400
– –
EVV
168
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$71K 0.03%
4,940
-500
-9% -$7.1K
JPI
169
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$71K 0.03%
3,049
+749
+33% +$17.4K
ICB
170
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$69K 0.03%
3,843
– –
DDF
171
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$68K 0.03%
6,767
– –
FDX icon
172
FedEx
FDX
$74.1B
$66K 0.03%
400
– –
ABE
173
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$62K 0.03%
4,964
– –
APB
174
DELISTED
Asia Pacific Fund
APB
$60K 0.03%
5,150
– –
GDX icon
175
VanEck Gold Miners ETF
GDX
$22.8B
$55K 0.03%
3,000
– –
5 6
7
8 9

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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.