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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFB
126
AllianceBernstein National Municipal Income Fund
AFB
$314M
$130K 0.05%
10,507
– –
RVT icon
127
Royce Value Trust
RVT
$2.22B
$128K 0.05%
7,816
+536
+7% +$8.7K
ERC
128
Allspring Multi-Sector Income Fund
ERC
$253M
$123K 0.04%
+10,142
New +$127K
TSI
129
TCW Strategic Income Fund
TSI
$214M
$123K 0.04%
22,000
– –
CTR
130
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$123K 0.04%
2,158
+53
+3% +$3.08K
AABA
131
DELISTED
Altaba Inc
AABA
$111K 0.04%
1,633
– –
NXR
132
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$109K 0.04%
7,810
-6,531
-46% -$94.7K
BTT icon
133
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$108K 0.04%
5,231
– –
NXP icon
134
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
$108K 0.04%
7,740
– –
MGU
135
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$108K 0.04%
5,086
– –
BMY icon
136
Bristol-Myers Squibb
BMY
$130B
$106K 0.04%
1,700
– –
AKP
137
DELISTED
Alliance Californa Muni Fd
AKP
$103K 0.04%
7,615
-11,156
-59% -$150K
NAD icon
138
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$101K 0.04%
7,920
– –
EVO
139
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$101K 0.04%
8,200
– –
SRV
140
NXG Cushing Midstream Energy Fund
SRV
$218M
$100K 0.04%
2,110
– –
BTA
141
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$98K 0.03%
8,685
+3,946
+83% +$44.8K
TY icon
142
TRI-Continental Corp
TY
$1.86B
$97K 0.03%
3,470
-3,970
-53% -$109K
CEF icon
143
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$93K 0.03%
8,000
– –
MMD
144
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$88K 0.03%
4,463
-5,232
-54% -$103K
SGMO
145
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$85K 0.03%
+5,000
New +$76K
NEA icon
146
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$83K 0.03%
6,553
– –
NXJ
147
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$83K 0.03%
6,456
– –
PMO
148
Franklin Municipal Opportunities Trust
PMO
$282M
$83K 0.03%
7,242
– –
SEVN
149
Seven Hills Realty Trust
SEVN
$182M
$79K 0.03%
4,401
– –
EQS icon
150
Equus Total Return
EQS
$17.5M
$78K 0.03%
39,150
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.