TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+2.22%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$282M
AUM Growth
+$282M
Cap. Flow
+$2.78M
Cap. Flow %
0.99%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.16M
2
OXLC
Oxford Lane Capital
OXLC
$3.73M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$2.54M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.21M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.75M

Top Sells

1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$6.6M
2
ADX icon
Adams Diversified Equity Fund
ADX
$4.8M
3
UTG icon
Reaves Utility Income Fund
UTG
$4.8M
4
STEW
SRH Total Return Fund
STEW
$1.52M
5
KIO
KKR Income Opportunities Fund
KIO
$1.17M

Sector Composition

1 Financials 7.46%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AFB
126
AllianceBernstein National Municipal Income Fund
AFB
$297M
$130K 0.05%
10,507
– –
RVT icon
127
Royce Value Trust
RVT
$1.92B
$128K 0.05%
7,816
+536
+7% +$8.78K
ERC
128
Allspring Multi-Sector Income Fund
ERC
$266M
$123K 0.04%
+10,142
New +$123K
TSI
129
TCW Strategic Income Fund
TSI
$237M
$123K 0.04%
22,000
– –
CTR
130
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$123K 0.04%
10,788
+264
+3% +$3.02K
AABA
131
DELISTED
Altaba Inc. Common Stock
AABA
$111K 0.04%
1,633
– –
NXR
132
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$109K 0.04%
7,810
-6,531
-46% -$91.2K
BTT icon
133
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
$108K 0.04%
5,231
– –
NXP icon
134
Nuveen Select Tax-Free Income Portfolio
NXP
$719M
$108K 0.04%
7,740
– –
MGU
135
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$108K 0.04%
5,086
– –
BMY icon
136
Bristol-Myers Squibb
BMY
$96.7B
$106K 0.04%
1,700
– –
AKP
137
DELISTED
Alliance Californa Muni Fd
AKP
$103K 0.04%
7,615
-11,156
-59% -$151K
NAD icon
138
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$101K 0.04%
7,920
– –
EVO
139
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$101K 0.04%
8,200
– –
SRV
140
NXG Cushing Midstream Energy Fund
SRV
$187M
$100K 0.04%
8,439
– –
BTA icon
141
BlackRock Long-Term Municipal Advantage Trust
BTA
$122M
$98K 0.03%
8,685
+3,946
+83% +$44.5K
TY icon
142
TRI-Continental Corp
TY
$1.74B
$97K 0.03%
3,470
-3,970
-53% -$111K
CEF icon
143
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$93K 0.03%
8,000
– –
MMD
144
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$275M
$88K 0.03%
4,463
-5,232
-54% -$103K
SGMO icon
145
Sangamo Therapeutics
SGMO
$161M
$85K 0.03%
+5,000
New +$85K
NEA icon
146
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$83K 0.03%
6,553
– –
NXJ icon
147
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
$83K 0.03%
6,456
– –
PMO
148
Putnam Municipal Opportunities Trust
PMO
$276M
$83K 0.03%
7,242
– –
SEVN
149
Seven Hills Realty Trust
SEVN
$159M
$79K 0.03%
4,401
– –
EQS icon
150
Equus Total Return
EQS
$31.1M
$78K 0.03%
39,150
– –
4 5
6
7 8