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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTF
126
DELISTED
Thai Fund
TTF
$158K 0.08%
21,036
-728
-3% -$5.08K
EGIF
127
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$157K 0.08%
9,589
– –
NIO
128
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$157K 0.08%
10,671
– –
NXR
129
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$156K 0.08%
10,500
+8,000
+320% +$118K
IHI icon
130
iShares US Medical Devices ETF
IHI
$3.06B
$153K 0.08%
7,500
+4,800
+178% +$93.2K
CXH
131
DELISTED
MFS Investment Grade Municipal Trust
CXH
$142K 0.07%
14,000
+12,000
+600% +$120K
IF
132
DELISTED
Aberdeen Indonesia Fund
IF
$141K 0.07%
23,603
-232
-1% -$1.3K
PHF
133
DELISTED
Pacholder High Yield
PHF
$140K 0.07%
22,075
– –
JPW
134
DELISTED
Nuveen Flexible Invstment Fd
JPW
$137K 0.07%
8,881
– –
JFC
135
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$134K 0.07%
9,067
-2,000
-18% -$26.7K
INO icon
136
Inovio Pharmaceuticals
INO
$79.4M
$131K 0.07%
1,250
– –
FAX
137
abrdn Asia-Pacific Income Fund
FAX
$597M
$124K 0.06%
4,117
-15,068
-79% -$418K
IIF
138
Morgan Stanley India Investment Fund
IIF
$212M
$124K 0.06%
4,967
– –
NMO
139
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$124K 0.06%
8,685
+6,685
+334% +$93.8K
TGP
140
DELISTED
Teekay LNG Partners L.P.
TGP
$122K 0.06%
9,589
– –
DTF
141
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$121K 0.06%
7,660
+3,396
+80% +$52K
IRL
142
DELISTED
NEW IRELAND FUND INC
IRL
$120K 0.06%
9,269
+537
+6% +$6.82K
ETJ
143
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$119K 0.06%
12,500
– –
JTD
144
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$117K 0.06%
8,555
-845
-9% -$11K
TSI
145
TCW Strategic Income Fund
TSI
$213M
$115K 0.06%
22,000
– –
BCX icon
146
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$114K 0.06%
15,756
-1,000
-6% -$6.68K
EEA
147
European Equity Fund
EEA
$74.1M
$114K 0.06%
14,448
-2,016
-12% -$15.2K
FMY
148
First Trust Mortgage Income Fund
FMY
$48.9M
$114K 0.06%
7,935
-21,579
-73% -$309K
IBB icon
149
iShares Biotechnology ETF
IBB
$9.44B
$114K 0.06%
1,308
+1,200
+1,111% +$107K
RGT
150
Royce Global Value Trust
RGT
$97.2M
$114K 0.06%
15,509
-146
-0.9% -$997
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.