TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-2.97%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$180M
AUM Growth
+$180M
Cap. Flow
+$9.75M
Cap. Flow %
5.42%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
71
Reduced
53
Closed
21

Top Buys

1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$3.7M
2
DRA
Diversified Real Asset Income Fd
DRA
$2.5M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
$2M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.66M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
$1.49M

Top Sells

1
SLA
AMERICAN SELECT PTFL INC
SLA
$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.47M
3
MRF
AMERICAN INCOME FUND
MRF
$1.36M
4
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$1.11M
5
GAB.PRG icon
The Gabelli Equity Trust Inc. Series G Cumulative Preferred
GAB.PRG
$1.11M

Sector Composition

1 Industrials 3.88%
2 Consumer Staples 3.32%
3 Consumer Discretionary 3.27%
4 Financials 2.38%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVH
126
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$206K 0.11%
15,000
+10,000
+200% +$137K
EQS icon
127
Equus Total Return
EQS
$31.1M
$204K 0.11%
92,292
– –
MIE
128
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$201K 0.11%
9,496
+2,925
+45% +$61.9K
MSD
129
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$193K 0.11%
19,899
– –
WU icon
130
Western Union
WU
$2.81B
$192K 0.11%
12,000
– –
BCX icon
131
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
$186K 0.1%
16,756
– –
ICB
132
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$186K 0.1%
10,425
– –
NBB icon
133
Nuveen Taxable Municipal Income Fund
NBB
$468M
$184K 0.1%
9,037
+12
+0.1% +$244
BPOP icon
134
Popular Inc
BPOP
$8.54B
$177K 0.1%
6,000
– –
GBAB
135
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$418M
$176K 0.1%
8,258
– –
JFC
136
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$168K 0.09%
11,067
– –
EFF
137
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$161K 0.09%
9,331
– –
RCG
138
RENN Fund
RCG
$18.5M
$160K 0.09%
106,588
– –
JPW
139
DELISTED
Nuveen Flexible Invstment Fd
JPW
$158K 0.09%
9,001
– –
NPM
140
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$157K 0.09%
11,432
– –
NID
141
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$156K 0.09%
12,520
-5,000
-29% -$62.3K
NZH
142
DELISTED
Nuveen Calif Div
NZH
$155K 0.09%
12,150
– –
ACP
143
abrdn Income Credit Strategies Fund
ACP
$743M
$154K 0.09%
9,185
– –
GMZ
144
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$152K 0.08%
7,001
-14,300
-67% -$310K
EEA
145
European Equity Fund
EEA
$70.6M
$150K 0.08%
18,296
+1,300
+8% +$10.7K
CKH
146
DELISTED
Seacor Holdings Inc.
CKH
$150K 0.08%
2,000
– –
GDV icon
147
Gabelli Dividend & Income Trust
GDV
$2.38B
$149K 0.08%
7,000
– –
RGT
148
Royce Global Value Trust
RGT
$82.1M
$147K 0.08%
16,927
– –
FXX
149
DELISTED
FOXBY CORP
FXX
$146K 0.08%
76,580
– –
DFP
150
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$145K 0.08%
6,431
– –
4 5
6
7 8