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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVH
126
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$206K 0.11%
15,000
+10,000
+200% +$160K
EQS icon
127
Equus Total Return
EQS
$17M
$204K 0.11%
92,292
– –
MIE
128
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$201K 0.11%
9,496
+2,925
+45% +$62.1K
MSD
129
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$193K 0.11%
19,899
– –
WU icon
130
Western Union
WU
$2.55B
$192K 0.11%
12,000
– –
BCX icon
131
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$186K 0.1%
16,756
– –
ICB
132
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$186K 0.1%
10,425
– –
NBB icon
133
Nuveen Taxable Municipal Income Fund
NBB
$447M
$184K 0.1%
9,037
+12
+0.1% +$245
BPOP icon
134
Popular Inc
BPOP
$10.9B
$177K 0.1%
6,000
– –
GBAB
135
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$176K 0.1%
8,258
– –
JFC
136
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$168K 0.09%
11,067
– –
EFF
137
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$161K 0.09%
9,331
– –
RCG
138
RENN Fund
RCG
$20.7M
$160K 0.09%
106,588
– –
JPW
139
DELISTED
Nuveen Flexible Invstment Fd
JPW
$158K 0.09%
9,001
– –
NPM
140
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$157K 0.09%
11,432
– –
NID
141
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$156K 0.09%
12,520
-5,000
-29% -$62.1K
NZH
142
DELISTED
Nuveen Calif Div
NZH
$155K 0.09%
12,150
– –
ACP
143
abrdn Income Credit Strategies Fund
ACP
$641M
$154K 0.09%
9,490
– –
GMZ
144
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$152K 0.08%
1,000
-2,043
-67% -$303K
EEA
145
European Equity Fund
EEA
$74.1M
$150K 0.08%
18,296
+1,300
+8% +$11.2K
CKH
146
DELISTED
Seacor Holdings Inc.
CKH
$150K 0.08%
2,068
– –
GDV icon
147
Gabelli Dividend & Income Trust
GDV
$2.61B
$149K 0.08%
7,000
– –
RGT
148
Royce Global Value Trust
RGT
$97.2M
$147K 0.08%
16,927
– –
FXX
149
DELISTED
FOXBY CORP
FXX
$146K 0.08%
76,580
– –
DFP
150
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$145K 0.08%
6,431
– –
4 5
6
7 8

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.