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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMK
126
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$215K 0.12%
26,556
– –
JFC
127
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$215K 0.12%
14,179
-2,500
-15% -$37.8K
MSD
128
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$210K 0.12%
21,999
-9,378
-30% -$92.1K
NPM
129
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$208K 0.12%
16,592
+7,160
+76% +$90K
WU icon
130
Western Union
WU
$2.55B
$207K 0.12%
+12,000
New +$210K
ACP
131
abrdn Income Credit Strategies Fund
ACP
$641M
$203K 0.12%
11,944
+7,328
+159% +$120K
SPE
132
Special Opportunities Fund
SPE
$139M
$199K 0.11%
11,920
-3,768
-24% -$66.1K
BCX icon
133
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$194K 0.11%
16,756
– –
MLM icon
134
Martin Marietta Materials
MLM
$34.3B
$190K 0.11%
1,900
– –
HTR
135
DELISTED
Brookfield Total Return Fund Inc
HTR
$190K 0.11%
+8,000
New +$187K
EQS icon
136
Equus Total Return
EQS
$17M
$186K 0.11%
93,614
– –
IGA
137
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$186K 0.11%
+15,810
New +$187K
CKH
138
DELISTED
Seacor Holdings Inc.
CKH
$182K 0.1%
2,068
– –
NID
139
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$181K 0.1%
15,751
+11,750
+294% +$132K
JLA
140
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$173K 0.1%
13,677
+3,624
+36% +$45K
BPOP icon
141
Popular Inc
BPOP
$10.9B
$172K 0.1%
6,000
– –
EFF
142
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$169K 0.1%
+9,331
New +$168K
NUJ
143
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$162K 0.09%
13,100
+11,500
+719% +$140K
FXX
144
DELISTED
FOXBY CORP
FXX
$161K 0.09%
82,338
– –
EMI
145
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$159K 0.09%
14,319
+8,085
+130% +$89.1K
PSMT icon
146
Pricesmart
PSMT
$5.81B
$157K 0.09%
1,363
-12,237
-90% -$1.38M
CEE
147
Central and Eastern Europe Fund
CEE
$135M
$155K 0.09%
5,326
-1,411
-21% -$44.6K
GDV icon
148
Gabelli Dividend & Income Trust
GDV
$2.61B
$155K 0.09%
7,378
– –
RCG
149
RENN Fund
RCG
$20.7M
$155K 0.09%
106,588
+2,100
+2% +$3.01K
RGT
150
Royce Global Value Trust
RGT
$97.2M
$155K 0.09%
+17,393
New +$151K
4 5
6
7 8

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.