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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
101
Merck
MRK
$322B
$216K 0.1%
2,942
– –
MUI
102
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$200K 0.09%
13,284
– –
AMGN icon
103
Amgen
AMGN
$209B
$178K 0.08%
717
– –
DTF
104
DTF Tax-Free Income 2028 Term Fund
DTF
$80.3M
$176K 0.08%
12,285
+5,213
+74% +$75.1K
EMO
105
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$173K 0.08%
+9,254
New +$157K
TV icon
106
Televisa
TV
$1.49B
$167K 0.08%
18,854
– –
AMX icon
107
America Movil
AMX
$74.6B
$149K 0.07%
10,951
+3
+0% +$41
VMM
108
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$148K 0.07%
11,218
– –
MHF
109
Western Asset Municipal High Income Fund
MHF
$151M
$145K 0.07%
18,532
-7,599
-29% -$58.8K
CEF icon
110
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$139K 0.06%
8,000
– –
TY icon
111
TRI-Continental Corp
TY
$1.84B
$130K 0.06%
4,022
+8
+0.2% +$247
FMO
112
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$128K 0.06%
12,995
– –
OCCI
113
OFS Credit Co
OCCI
$70.5M
$124K 0.06%
9,328
-58,812
-86% -$758K
LLY icon
114
Eli Lilly
LLY
$1.08T
$120K 0.05%
642
– –
MFM
115
Aberdeen Municipal Income Fund
MFM
$221M
$117K 0.05%
17,193
-1,129
-6% -$7.56K
VTOL icon
116
Bristow Group
VTOL
$1.33B
$116K 0.05%
4,491
– –
CEN
117
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$112K 0.05%
10,259
– –
BMY icon
118
Bristol-Myers Squibb
BMY
$129B
$107K 0.05%
1,700
– –
GSIE icon
119
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$105K 0.05%
+3,192
New +$105K
NVS icon
120
Novartis
NVS
$302B
$105K 0.05%
1,232
– –
PEO
121
Adams Natural Resources Fund
PEO
$731M
$102K 0.05%
7,172
+18
+0.3% +$235
ASA
122
ASA Gold and Precious Metals
ASA
$924M
$100K 0.05%
5,031
– –
GDX icon
123
VanEck Gold Miners ETF
GDX
$22.5B
$100K 0.05%
+3,075
New +$105K
PZC
124
DELISTED
PIMCO California Municipal Income Fund III
PZC
$98K 0.04%
9,305
+3,217
+53% +$33.6K
NXJ
125
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$93K 0.04%
6,456
– –
3 4
5
6 7

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.