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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$215M
AUM Growth
+$15.6M
Cap. Flow
+$15.3M
Cap. Flow %
7.14%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$10.1M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$3.42M
3
BST icon
BlackRock Science and Technology Trust
BST
+$3.17M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$2.82M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2.69M

Top Sells

Rank Stock Value
1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.37M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
+$875K

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Industrials 4.66%
3 Consumer Discretionary 3.75%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGP
101
DELISTED
Teekay LNG Partners L.P.
TGP
$358K 0.17%
9,586
-3
-0% -$114
WU icon
102
Western Union
WU
$2.58B
$354K 0.16%
17,000
– –
EDD
103
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$353K 0.16%
38,101
-3,435
-8% -$34.7K
HYI
104
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$353K 0.16%
21,569
-1,100
-5% -$17.5K
TAHO
105
DELISTED
Tahoe Resources Inc
TAHO
$350K 0.16%
31,900
+5,000
+19% +$66.4K
EWW icon
106
iShares MSCI Mexico ETF
EWW
$1.92B
$348K 0.16%
6,000
– –
CEM
107
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$345K 0.16%
2,761
-1,033
-27% -$133K
VMC icon
108
Vulcan Materials
VMC
$37.4B
$337K 0.16%
4,000
– –
NXG
109
NXG NextGen Infrastructure Income Fund
NXG
$319M
$330K 0.15%
3,847
– –
FUND
110
Sprott Focus Trust
FUND
$296M
$326K 0.15%
45,614
– –
SOR
111
Source Capital
SOR
$372M
$315K 0.15%
4,298
+3
+0.1% +$210
SGF
112
DELISTED
Aberdeen Singapore Fund
SGF
$303K 0.14%
26,708
+123
+0.5% +$1.44K
BNS icon
113
Scotiabank
BNS
$108B
$301K 0.14%
+6,340
New +$310K
PRY.CL
114
DELISTED
PROSPECT CAP CORP 6.95% SR NT
PRY.CL
$294K 0.14%
+11,540
New +$294K
ZF
115
DELISTED
Virtus Total Return Fund Inc.
ZF
$266K 0.12%
17,308
+18
+0.1% +$276
TSI
116
TCW Strategic Income Fund
TSI
$214M
$250K 0.12%
46,230
– –
APF
117
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$241K 0.11%
15,294
– –
BWG
118
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$237K 0.11%
14,864
-342
-2% -$5.72K
TTF
119
DELISTED
Thai Fund
TTF
$214K 0.1%
24,585
-3,642
-13% -$34.6K
CTF
120
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$200K 0.09%
12,000
– –
JFC
121
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$200K 0.09%
11,067
– –
CAF
122
Morgan Stanley China A Share Fund
CAF
$329M
$198K 0.09%
+6,000
New +$185K
DMC
123
Del Monte Corp
DMC
$1.37B
$195K 0.09%
5,000
– –
MXE
124
Mexico Equity and Income Fund
MXE
$58.5M
$187K 0.09%
15,191
+405
+3% +$5.02K
MSD
125
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$184K 0.09%
19,899
– –
3 4
5
6 7

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Thomas J. Herzfeld Advisors held 327 positions worth $215M, up 7.8% from $199M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Thomas J. Herzfeld Advisors deployed $15.3M of net new capital in Q1 2015, opening 19 new positions and adding to 117 existing holdings. Its largest new stake was MVC Capital, Inc.: 29,970 shares worth $754K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Credit Strategies Income Fund, an estimated $1.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2015 buy was MVC Capital, Inc.: 29,970 shares worth $754K.
  • Thomas J. Herzfeld Advisors added most to SRH Total Return Fund in Q1 2015, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2015 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $1.37M.
  • Thomas J. Herzfeld Advisors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q1 2015, selling an estimated $7.38M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 33% of its $215M portfolio in Q1 2015.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 35 in Q1 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 7.8% quarter-over-quarter to $215M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2015, filed 15 May 2015.