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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXG
101
NXG NextGen Infrastructure Income Fund
NXG
$329M
$402K 0.22%
3,669
– –
EVTC icon
102
Evertec
EVTC
$1.88B
$394K 0.22%
17,643
– –
PIM
103
Franklin Master Intermediate Income Trust
PIM
$150M
$385K 0.21%
76,628
+6,100
+9% +$30.8K
HYI
104
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$377K 0.21%
22,669
– –
FUND
105
Sprott Focus Trust
FUND
$294M
$350K 0.19%
45,078
+414
+0.9% +$3.39K
TTF
106
DELISTED
Thai Fund
TTF
$347K 0.19%
28,227
-628
-2% -$7.51K
TDF
107
Templeton Dragon Fund
TDF
$270M
$340K 0.19%
13,170
-100
-0.8% -$2.7K
SGF
108
DELISTED
Aberdeen Singapore Fund
SGF
$330K 0.18%
26,535
+46
+0.2% +$601
CEM
109
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$315K 0.18%
+2,261
New +$326K
EVT icon
110
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$307K 0.17%
15,207
– –
HCF
111
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$292K 0.16%
27,500
– –
TWN
112
Taiwan Fund
TWN
$488M
$280K 0.16%
14,834
+10,308
+228% +$206K
SOR
113
Source Capital
SOR
$371M
$279K 0.16%
4,292
+3
+0.1% +$204
RMT
114
Royce Micro-Cap Trust
RMT
$735M
$262K 0.15%
22,228
-35,432
-61% -$436K
ZF
115
DELISTED
Virtus Total Return Fund Inc.
ZF
$262K 0.15%
17,272
+17
+0.1% +$264
TSI
116
TCW Strategic Income Fund
TSI
$213M
$260K 0.14%
46,230
-42,661
-48% -$238K
APF
117
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$255K 0.14%
15,600
– –
MLM icon
118
Martin Marietta Materials
MLM
$34.3B
$245K 0.14%
1,900
– –
MXE
119
Mexico Equity and Income Fund
MXE
$58.2M
$244K 0.14%
14,786
-100
-0.7% -$1.66K
VMC icon
120
Vulcan Materials
VMC
$36.9B
$241K 0.13%
4,000
– –
BGB
121
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$235K 0.13%
14,001
– –
IF
122
DELISTED
Aberdeen Indonesia Fund
IF
$227K 0.13%
23,835
-2,317
-9% -$23.1K
MYM
123
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$220K 0.12%
17,550
– –
CMK
124
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$218K 0.12%
26,056
– –
RNP icon
125
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$211K 0.12%
12,100
-21,491
-64% -$390K
3 4
5
6 7

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SM
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PCI
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PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.