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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSP
101
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$420K 0.24%
54,420
-27,000
-33% -$216K
SGF
102
DELISTED
Aberdeen Singapore Fund
SGF
$415K 0.24%
32,462
-755
-2% -$9.9K
TAHO
103
DELISTED
Tahoe Resources Inc
TAHO
$398K 0.23%
23,900
-3,000
-11% -$52.7K
TDF
104
Templeton Dragon Fund
TDF
$270M
$377K 0.21%
14,570
-863
-6% -$23K
ETY icon
105
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$364K 0.21%
33,316
+42
+0.1% +$448
NDP
106
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$364K 0.21%
1,812
+562
+45% +$111K
MXE
107
Mexico Equity and Income Fund
MXE
$58.2M
$363K 0.21%
24,396
– –
PIM
108
Franklin Master Intermediate Income Trust
PIM
$150M
$360K 0.21%
71,483
+8,161
+13% +$40.6K
TGP
109
DELISTED
Teekay LNG Partners L.P.
TGP
$357K 0.2%
8,361
– –
NBB icon
110
Nuveen Taxable Municipal Income Fund
NBB
$447M
$327K 0.19%
17,740
-587
-3% -$10.6K
VMC icon
111
Vulcan Materials
VMC
$36.9B
$327K 0.19%
5,500
-2,500
-31% -$138K
FUND
112
Sprott Focus Trust
FUND
$294M
$316K 0.18%
42,046
-587
-1% -$4.33K
ICB
113
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$301K 0.17%
17,921
+2,575
+17% +$43.1K
EVT icon
114
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$289K 0.16%
+15,207
New +$281K
HYI
115
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$277K 0.16%
15,669
– –
TSI
116
TCW Strategic Income Fund
TSI
$213M
$266K 0.15%
+49,730
New +$269K
IF
117
DELISTED
Aberdeen Indonesia Fund
IF
$265K 0.15%
32,068
+1,310
+4% +$12.8K
ILF icon
118
iShares Latin America 40 ETF
ILF
$3.79B
$259K 0.15%
7,000
-3,000
-30% -$115K
ZF
119
DELISTED
Virtus Total Return Fund Inc.
ZF
$256K 0.15%
17,221
+16
+0.1% +$226
LCM
120
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$244K 0.14%
24,132
+5,800
+32% +$57.6K
HEQ
121
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$229K 0.13%
13,401
+400
+3% +$6.83K
MYM
122
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$222K 0.13%
19,350
-1,200
-6% -$13.8K
BGR icon
123
BlackRock Energy and Resources Trust
BGR
$412M
$220K 0.13%
9,035
+1,935
+27% +$50.3K
GBAB
124
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$219K 0.12%
11,038
+900
+9% +$17.7K
GEQ
125
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$218K 0.12%
11,527
+9,043
+364% +$163K
3 4
5
6 7

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BIC
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SM
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PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.