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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
76
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$661K 0.24%
276
-32
-10% -$1.91K
FAM
77
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$644K 0.24%
60,947
+18,493
+44% +$197K
SHY icon
78
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$635K 0.23%
7,481
-10,719
-59% -$908K
MAV
79
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$621K 0.23%
56,726
+7,975
+16% +$87K
LIVN icon
80
LivaNova
LIVN
$4.51B
$615K 0.23%
8,330
– –
INF
81
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$570K 0.21%
41,562
+37,680
+971% +$498K
CCIF
82
Carlyle Credit Income Fund
CCIF
$56M
$559K 0.21%
+52,328
New +$536K
SVVC
83
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$557K 0.21%
72,817
– –
IBB icon
84
iShares Biotechnology ETF
IBB
$9.55B
$552K 0.2%
5,550
– –
RA
85
Brookfield Real Assets Income Fund
RA
$707M
$546K 0.2%
24,171
-18,814
-44% -$417K
RMI
86
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.8M
$530K 0.2%
23,861
+18,045
+310% +$398K
EVTC icon
87
Evertec
EVTC
$1.94B
$529K 0.2%
16,956
– –
PGZ
88
Principal Real Estate Income Fund
PGZ
$68.9M
$427K 0.16%
20,749
+6,527
+46% +$128K
MGU
89
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$419K 0.15%
17,400
+10,318
+146% +$243K
WIW
90
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$414K 0.15%
37,385
+11,800
+46% +$132K
SUB icon
91
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$408K 0.15%
3,826
+1,078
+39% +$115K
AVK
92
Advent Convertible and Income Fund
AVK
$540M
$378K 0.14%
26,655
– –
ECC
93
Eagle Point Credit Company
ECC
$497M
$360K 0.13%
+22,817
New +$388K
MGF
94
Aberdeen Government Markets Income Fund
MGF
$91.9M
$358K 0.13%
+77,693
New +$356K
MHF
95
Western Asset Municipal High Income Fund
MHF
$151M
$343K 0.13%
45,227
-40,050
-47% -$304K
AEF
96
abrdn Emerging Markets Equity Income Fund
AEF
$342M
$338K 0.12%
48,590
+14,928
+44% +$106K
JRI icon
97
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$332K 0.12%
18,986
+13,104
+223% +$222K
WIA
98
Western Asset Inflation-Linked Income Fund
WIA
$185M
$292K 0.11%
25,178
+38
+0.2% +$441
KTF
99
DWS Municipal Income Trust
KTF
$346M
$291K 0.11%
+25,136
New +$290K
JOF
100
Japan Smaller Capitalization Fund
JOF
$320M
$286K 0.11%
32,620
-27,249
-46% -$232K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.