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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$282M
AUM Growth
+$8.49M
Cap. Flow
+$3.08M
Cap. Flow %
1.09%
Top 10 Hldgs %
37.11%
Holding
314
New
16
Increased
66
Reduced
69
Closed
37

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
2
OXLC
Oxford Lane Capital
OXLC
+$3.86M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.53M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$2.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.75M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$6.65M
2
UTG icon
Reaves Utility Income Fund
UTG
+$4.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$4.66M
4
STEW
SRH Total Return Fund
STEW
+$1.49M
5
KIO
KKR Income Opportunities Fund
KIO
+$1.19M

Sector Composition

Rank Sector Weight
1 Financials 7.49%
2 Consumer Discretionary 4.37%
3 Industrials 3.62%
4 Consumer Staples 1.84%
5 Materials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
76
Nuveen Floating Rate Income Fund
JFR
$1.23B
$747K 0.26%
+71,857
New +$742K
JMM icon
77
Nuveen Multi-Market Income Fund
JMM
$54.4M
$734K 0.26%
104,578
+10,500
+11% +$73.7K
AMX icon
78
America Movil
AMX
$77.8B
$718K 0.25%
44,690
– –
IHI icon
79
iShares US Medical Devices ETF
IHI
$3.14B
$648K 0.23%
17,100
– –
HOMB icon
80
Home BancShares
HOMB
$6.27B
$622K 0.22%
28,416
– –
IBB icon
81
iShares Biotechnology ETF
IBB
$9.47B
$622K 0.22%
5,100
– –
KIO
82
KKR Income Opportunities Fund
KIO
$452M
$592K 0.21%
36,096
-71,449
-66% -$1.19M
CIK
83
Credit Suisse Asset Management Income Fund
CIK
$135M
$556K 0.2%
175,459
+110,593
+170% +$348K
VMC icon
84
Vulcan Materials
VMC
$37.3B
$556K 0.2%
5,000
– –
MLM icon
85
Martin Marietta Materials
MLM
$34.7B
$546K 0.19%
3,000
– –
PCK
86
DELISTED
Pimco California Municipal Income Fund II
PCK
$523K 0.19%
62,544
+49,314
+373% +$415K
EVTC icon
87
Evertec
EVTC
$1.94B
$515K 0.18%
21,356
-2,287
-10% -$54.2K
RDS.B
88
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$506K 0.18%
188
+101
+116% +$7K
TV icon
89
Televisa
TV
$1.5B
$504K 0.18%
28,400
– –
CBH
90
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$490K 0.17%
53,225
+3,129
+6% +$28.9K
HNW
91
DELISTED
Pioneer Diversified High Income Fund
HNW
$462K 0.16%
31,588
+6,895
+28% +$100K
TDF
92
Templeton Dragon Fund
TDF
$267M
$421K 0.15%
21,135
– –
IVH
93
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$405K 0.14%
28,424
+24,429
+611% +$350K
SVVC
94
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$391K 0.14%
+23,078
New +$336K
EEA
95
European Equity Fund
EEA
$74.1M
$388K 0.14%
41,286
– –
KF
96
Korea Fund
KF
$227M
$384K 0.14%
10,481
-62
-0.6% -$2.27K
ATNI icon
97
ATN International
ATNI
$375M
$378K 0.13%
5,116
-6,872
-57% -$460K
TAHO
98
DELISTED
Tahoe Resources Inc
TAHO
$368K 0.13%
131,900
+50,000
+61% +$194K
FUND
99
Sprott Focus Trust
FUND
$297M
$327K 0.12%
44,242
+177
+0.4% +$1.36K
PHT
100
DELISTED
Pioneer High Income Fund
PHT
$318K 0.11%
34,336
+8,822
+35% +$81.6K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Thomas J. Herzfeld Advisors held 314 positions worth $282M, up 3.1% from $273M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2018 filing shows 16 new, 66 increased, 69 reduced and 37 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M. The largest sale was NexPoint Diversified Real Estate Trust, an estimated $6.65M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2018 buy was iShares Floating Rate Bond ETF: 159,830 shares worth $8.15M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital in Q3 2018, an estimated $3.86M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2018 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $6.65M.
  • Thomas J. Herzfeld Advisors fully exited Reaves Utility Income Fund in Q3 2018, selling an estimated $4.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $282M portfolio in Q3 2018.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 37 in Q3 2018.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $282M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.