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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVH
76
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$674K 0.27%
157,794
– –
GDL.PRB.CL
77
DELISTED
The GDL Fund
GDL.PRB.CL
$643K 0.26%
12,800
– –
AMX icon
78
America Movil
AMX
$77.1B
$628K 0.25%
44,690
– –
KOF icon
79
Coca-Cola Femsa
KOF
$22.9B
$623K 0.25%
8,799
– –
ASG
80
Liberty All-Star Growth Fund
ASG
$325M
$588K 0.24%
128,345
-18,951
-13% -$91K
NDP
81
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$575K 0.23%
+6,375
New +$672K
BCV
82
Bancroft Fund
BCV
$135M
$533K 0.21%
29,293
+92
+0.3% +$1.73K
RFI
83
Cohen & Steers Total Return Realty Fund
RFI
$312M
$531K 0.21%
42,108
-14,166
-25% -$177K
CIB icon
84
Grupo Cibest SA
CIB
$20.9B
$529K 0.21%
19,780
– –
FAX
85
abrdn Asia-Pacific Income Fund
FAX
$597M
$526K 0.21%
19,185
-19,399
-50% -$534K
SRV
86
NXG Cushing Midstream Energy Fund
SRV
$222M
$522K 0.21%
12,238
– –
TWN
87
Taiwan Fund
TWN
$488M
$517K 0.21%
35,321
+750
+2% +$11.3K
LCM
88
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$510K 0.2%
61,714
-564
-0.9% -$4.78K
VAC icon
89
Marriott Vacations Worldwide
VAC
$3.4B
$506K 0.2%
8,890
+5,890
+196% +$366K
LIVN icon
90
LivaNova
LIVN
$4.43B
$495K 0.2%
+8,330
New +$506K
MGU
91
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$487K 0.2%
25,561
+3,339
+15% +$66.8K
NSC icon
92
Norfolk Southern
NSC
$77.1B
$486K 0.2%
5,750
– –
EDD
93
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$476K 0.19%
70,000
+63,600
+994% +$462K
CME icon
94
CME Group
CME
$92.3B
$453K 0.18%
5,000
– –
FMY
95
First Trust Mortgage Income Fund
FMY
$48.9M
$429K 0.17%
29,514
-22,594
-43% -$327K
HTR
96
DELISTED
Brookfield Total Return Fund Inc
HTR
$427K 0.17%
19,468
+775
+4% +$16.8K
SCD
97
LMP Capital and Income Fund
SCD
$351M
$418K 0.17%
33,771
– –
MLM icon
98
Martin Marietta Materials
MLM
$34.3B
$410K 0.16%
3,000
– –
DEX
99
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$402K 0.16%
42,957
-150
-0.3% -$1.45K
EVTC icon
100
Evertec
EVTC
$1.88B
$396K 0.16%
23,643
+1,000
+4% +$17.6K
2 3
4
5 6

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.