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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CX icon
51
Cemex
CX
$17.5B
$1.21M 0.62%
179,191
+20,875
+13% +$103K
FMX icon
52
Fomento Económico Mexicano
FMX
$43.4B
$1.16M 0.6%
12,000
– –
CET
53
Central Securities Corp
CET
$1.55B
$1.04M 0.54%
54,503
-932
-2% -$16.8K
KF
54
Korea Fund
KF
$252M
$1M 0.52%
30,935
– –
GGE
55
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$998K 0.52%
65,553
+11,340
+21% +$163K
NTG
56
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$974K 0.5%
5,962
+1,181
+25% +$179K
AVH
57
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$956K 0.49%
192,368
+34,574
+22% +$152K
ANK
58
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$909K 0.47%
11,988
– –
BPOP icon
59
Popular Inc
BPOP
$11B
$830K 0.43%
29,000
– –
NDP
60
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$810K 0.42%
8,863
+2,488
+39% +$202K
TV icon
61
Televisa
TV
$1.47B
$780K 0.4%
28,400
– –
NFJ
62
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$777K 0.4%
63,367
-3,340
-5% -$38.8K
GLO
63
Clough Global Opportunities Fund
GLO
$251M
$742K 0.38%
77,490
– –
VAC icon
64
Marriott Vacations Worldwide
VAC
$3.34B
$735K 0.38%
10,890
+2,000
+22% +$113K
KOF icon
65
Coca-Cola Femsa
KOF
$21.6B
$731K 0.38%
8,799
– –
GGT
66
Gabelli Multimedia Trust
GGT
$171M
$727K 0.38%
100,356
-2,030
-2% -$13.9K
PFL
67
PIMCO Income Strategy Fund
PFL
$384M
$723K 0.37%
75,643
-11,711
-13% -$109K
JMM icon
68
Nuveen Multi-Market Income Fund
JMM
$54.2M
$721K 0.37%
100,039
-32,230
-24% -$225K
AIF
69
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$708K 0.37%
51,993
-312
-0.6% -$4.12K
AMX icon
70
America Movil
AMX
$77.8B
$694K 0.36%
44,690
– –
GPM
71
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$680K 0.35%
93,259
– –
CIB icon
72
Grupo Cibest SA
CIB
$20.6B
$676K 0.35%
19,780
– –
TPZ
73
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$663K 0.34%
38,132
-3,160
-8% -$48.6K
FSD
74
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$660K 0.34%
45,165
-26,200
-37% -$364K
PKO
75
DELISTED
Pimco Income Opportunity Fund
PKO
$637K 0.33%
30,704
-2,220
-7% -$44.5K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.