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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPE
51
Special Opportunities Fund
SPE
$139M
$1.21M 0.49%
+96,067
New +$1.3M
WSO icon
52
Watsco Inc
WSO
$15B
$1.18M 0.48%
10,100
– –
FMX icon
53
Fomento Económico Mexicano
FMX
$45B
$1.11M 0.44%
12,000
– –
RDS.B
54
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.09M 0.44%
+708
New +$35.8K
CET
55
Central Securities Corp
CET
$1.55B
$1.05M 0.42%
55,435
+13,318
+32% +$267K
FSD
56
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1M 0.4%
71,365
-53,949
-43% -$772K
KF
57
Korea Fund
KF
$239M
$985K 0.4%
30,935
– –
SAVE
58
DELISTED
Spirit Airlines, Inc.
SAVE
$956K 0.38%
24,000
+6,000
+33% +$244K
JMM icon
59
Nuveen Multi-Market Income Fund
JMM
$54.5M
$939K 0.38%
132,269
+7,810
+6% +$55.1K
ANK
60
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$938K 0.38%
11,988
– –
GGE
61
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$855K 0.34%
54,213
-16,760
-24% -$265K
PFL
62
PIMCO Income Strategy Fund
PFL
$383M
$851K 0.34%
87,354
+9,435
+12% +$94.4K
NTG
63
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$830K 0.33%
4,781
+2,663
+126% +$447K
NFJ
64
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$826K 0.33%
+66,707
New +$845K
BPOP icon
65
Popular Inc
BPOP
$10.9B
$822K 0.33%
29,000
– –
CX icon
66
Cemex
CX
$17.6B
$815K 0.33%
158,316
– –
GLO
67
Clough Global Opportunities Fund
GLO
$248M
$809K 0.32%
77,490
+15,500
+25% +$169K
EVT icon
68
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$791K 0.32%
40,899
-1,175
-3% -$22.9K
TV icon
69
Televisa
TV
$1.48B
$773K 0.31%
28,400
-693
-2% -$19.4K
GGT
70
Gabelli Multimedia Trust
GGT
$169M
$757K 0.3%
102,386
+5,075
+5% +$39.7K
PCN
71
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$737K 0.3%
54,972
+30,224
+122% +$411K
AIF
72
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$727K 0.29%
52,305
-34,143
-39% -$491K
GPM
73
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$716K 0.29%
93,259
+11,847
+15% +$90.7K
PKO
74
DELISTED
Pimco Income Opportunity Fund
PKO
$697K 0.28%
+32,924
New +$744K
TPZ
75
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$693K 0.28%
41,292
+32,490
+369% +$607K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.