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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-10.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$230M
AUM Growth
-$7.82M
Cap. Flow
+$20.5M
Cap. Flow %
8.91%
Top 10 Hldgs %
37.84%
Holding
346
New
39
Increased
95
Reduced
59
Closed
21

Top Buys

Rank Stock Value
1
CAF
Morgan Stanley China A Share Fund
CAF
+$3.37M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.28M
3
HQH
abrdn Healthcare Investors
HQH
+$2.24M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.88M
5
THW
abrdn World Healthcare Fund
THW
+$1.85M

Top Sells

Rank Stock Value
1
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.66M
2
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$2.32M
3
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.2M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
+$1.69M
5
STNR
STEINER LEISURE LTD
STNR
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 4.88%
2 Consumer Discretionary 3.9%
3 Industrials 3.1%
4 Consumer Staples 1.85%
5 Utilities 1.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
51
Watsco Inc
WSO
$15B
$1.2M 0.52%
10,100
– –
KF
52
Korea Fund
KF
$239M
$1.1M 0.48%
30,935
-2,150
-6% -$80.2K
FMX icon
53
Fomento Económico Mexicano
FMX
$45B
$1.07M 0.47%
12,000
+1,000
+9% +$88.9K
TE
54
DELISTED
TECO ENERGY INC
TE
$1.06M 0.46%
40,500
– –
GGE
55
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$1.06M 0.46%
70,973
+14,113
+25% +$231K
FAX
56
abrdn Asia-Pacific Income Fund
FAX
$597M
$1.04M 0.45%
38,584
-408
-1% -$11.4K
CX icon
57
Cemex
CX
$17.6B
$1.02M 0.44%
158,316
– –
ANK
58
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$886K 0.38%
11,988
– –
BPOP icon
59
Popular Inc
BPOP
$10.9B
$877K 0.38%
29,000
– –
JMM icon
60
Nuveen Multi-Market Income Fund
JMM
$54.5M
$865K 0.38%
124,459
+1,250
+1% +$8.98K
PPT
61
Franklin Premier Income Trust
PPT
$323M
$861K 0.37%
176,047
-259
-0.1% -$1.3K
SAVE
62
DELISTED
Spirit Airlines, Inc.
SAVE
$851K 0.37%
18,000
– –
CET
63
Central Securities Corp
CET
$1.55B
$832K 0.36%
42,117
+836
+2% +$17.1K
EVT icon
64
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$773K 0.34%
42,074
+15,522
+58% +$304K
TV icon
65
Televisa
TV
$1.48B
$757K 0.33%
29,093
-126
-0.4% -$4.04K
PFL
66
PIMCO Income Strategy Fund
PFL
$383M
$754K 0.33%
77,919
+55,919
+254% +$572K
AVH
67
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$748K 0.32%
157,794
+53,000
+51% +$388K
FMY
68
First Trust Mortgage Income Fund
FMY
$48.9M
$744K 0.32%
52,108
-8,067
-13% -$116K
AMX icon
69
America Movil
AMX
$77.1B
$740K 0.32%
44,690
– –
KMF
70
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$728K 0.32%
38,547
-92,508
-71% -$2.2M
GGT
71
Gabelli Multimedia Trust
GGT
$169M
$722K 0.31%
97,311
– –
FPL
72
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$694K 0.3%
55,853
+15,822
+40% +$231K
ASG
73
Liberty All-Star Growth Fund
ASG
$325M
$669K 0.29%
147,296
-845
-0.6% -$4.22K
RFI
74
Cohen & Steers Total Return Realty Fund
RFI
$312M
$669K 0.29%
56,274
-261
-0.5% -$3.22K
GLO
75
Clough Global Opportunities Fund
GLO
$248M
$663K 0.29%
61,990
-58,365
-48% -$686K
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Thomas J. Herzfeld Advisors held 346 positions worth $230M, down 3.3% from $238M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $20.5M of net new capital in Q3 2015, opening 39 new positions and adding to 95 existing holdings. Its largest new stake was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.

By sector, the portfolio is most concentrated in Financials at 4.9% of assets, down from 5.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Tortoise Energy Infrastructure Corp, an estimated $2.66M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2015 buy was NexPoint Diversified Real Estate Trust: 126,776 shares worth $2.9M.
  • Thomas J. Herzfeld Advisors added most to Morgan Stanley China A Share Fund in Q3 2015, an estimated $3.37M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2015 reduction was Tortoise Energy Infrastructure Corp, cutting an estimated $2.66M.
  • Thomas J. Herzfeld Advisors fully exited NEXPOINT CREDIT STRATEGIES FUND in Q3 2015, selling an estimated $2.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $230M portfolio in Q3 2015.
  • Thomas J. Herzfeld Advisors opened 39 new positions and closed 21 in Q3 2015.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3.3% quarter-over-quarter to $230M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.