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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTT icon
51
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$1.16M 0.64%
58,199
+57,598
+9,584% +$1.14M
AMX icon
52
America Movil
AMX
$77.8B
$1.13M 0.63%
44,690
– –
CIB icon
53
Grupo Cibest SA
CIB
$20.6B
$1.09M 0.61%
19,280
-2,000
-9% -$123K
SMM
54
DELISTED
Salient Midstream & MLP Fund
SMM
$1.08M 0.6%
36,908
+33,907
+1,130% +$994K
WSO icon
55
Watsco Inc
WSO
$15.1B
$1.06M 0.59%
12,300
– –
JOF
56
Japan Smaller Capitalization Fund
JOF
$323M
$1.06M 0.59%
109,186
+2,100
+2% +$20.3K
GGT
57
Gabelli Multimedia Trust
GGT
$171M
$1.02M 0.57%
+110,405
New +$1.06M
NRO
58
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
$969K 0.54%
210,669
+38,070
+22% +$182K
TV icon
59
Televisa
TV
$1.47B
$962K 0.53%
28,400
– –
CYBX
60
DELISTED
CYBERONICS INC
CYBX
$938K 0.52%
18,330
– –
FMY
61
First Trust Mortgage Income Fund
FMY
$933K 0.52%
61,616
-22,979
-27% -$357K
CQB
62
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$906K 0.5%
63,809
-31,435
-33% -$385K
GGN.PRB
63
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
$61.6M
$893K 0.5%
41,824
-1,500
-3% -$32.5K
FCX icon
64
Freeport-McMoran
FCX
$90.4B
$882K 0.49%
27,000
– –
MTS
65
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$876K 0.49%
53,675
-20,187
-27% -$332K
FMX icon
66
Fomento Económico Mexicano
FMX
$43.4B
$874K 0.49%
9,500
– –
GLQ
67
Clough Global Equity Fund
GLQ
$157M
$869K 0.48%
60,629
– –
BTF
68
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$868K 0.48%
32,938
+5,062
+18% +$131K
NVG icon
69
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$812K 0.45%
57,530
-11,718
-17% -$168K
CX icon
70
Cemex
CX
$17.5B
$740K 0.41%
63,828
– –
CET
71
Central Securities Corp
CET
$1.55B
$736K 0.41%
32,036
+3,385
+12% +$79.6K
STNR
72
DELISTED
STEINER LEISURE LTD
STNR
$732K 0.41%
19,467
– –
PDI icon
73
PIMCO Dynamic Income Fund
PDI
$7.4B
$726K 0.4%
+23,001
New +$748K
JHP
74
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$720K 0.4%
85,999
+20
+0% +$170
TE
75
DELISTED
TECO ENERGY INC
TE
$704K 0.39%
40,500
– –
1 2
3
4 5

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DMBA
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.