Thomas J. Herzfeld Advisors’s MONTGOMERY STR INCOME SECS MTS Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio MTS Stock Details MTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-53,675	Closed	-$876K	–	351
2014 Q3	$876K	Sell	53,675 -20,187	-27%	-$332K	0.49%	65
2014 Q2	$1.23M	Sell	73,862 -4,988	-6%	-$81.7K	0.7%	47
2014 Q1	$1.27M	Sell	78,850 -535	-0.7%	-$8.53K	0.75%	45
2013 Q4	$1.23M	Sell	79,385 -282	-0.4%	-$4.48K	0.7%	47
2013 Q3	$1.25M	Buy	79,667 +15	+0%	+$236	0.81%	46
2013 Q2	$1.29M	Buy	+79,652	New	+$1.35M	0.82%	40

Other funds holding MTS

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Thomas J. Herzfeld Advisors's MTS Position: Q4 2014 in Review

Thomas J. Herzfeld Advisors sold out of MONTGOMERY STR INCOME SECS (MTS) in Q4 2014, closing a stake of 53,675 shares — an estimated $876K sold.

Thomas J. Herzfeld Advisors first reported a position in MTS in Q2 2013 and held it in 6 quarters. The position peaked at $1.29M in Q2 2013. 27 funds tracked by Wall St. Rank hold MTS as of Q4 2014.

Thomas J. Herzfeld Advisors reported no remaining MONTGOMERY STR INCOME SECS position as of Q4 2014 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 53,675 MONTGOMERY STR INCOME SECS shares in Q4 2014, an estimated $876K.
Thomas J. Herzfeld Advisors first reported a position in MONTGOMERY STR INCOME SECS in Q2 2013 and held it in 6 quarters.
Thomas J. Herzfeld Advisors's MONTGOMERY STR INCOME SECS position peaked at $1.29M in Q2 2013.
27 funds tracked by Wall St. Rank held MONTGOMERY STR INCOME SECS as of Q4 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.