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MTS

MONTGOMERY STR INCOME SECS
MTS

Delisted

MTS was delisted on the 23rd of December, 2015.

26 hedge funds and large institutions have $88.1M invested in MONTGOMERY STR INCOME SECS in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $86.1M → $88.1M (+$1.95M)

10% less funds holding

Funds holding: 2926 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

77% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 13

Holders
26
Holders Change
-3
Holders Change %
-10.34%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$26.2M +$10.6M +645,783 +67%
1CP
2
1607 Capital Partners
Virginia
$25.6M -$1.83M -111,704 -7%
Wells Fargo
3
Wells Fargo
California
$14.3M -$1.12M -68,146 -7%
FIMG
4
Financial & Investment Management Group
Michigan
$7.34M -$78.3K -4,769 -1%
SIA
5
Sit Investment Associates
Minnesota
$6.25M -$3.27M -199,041 -34%
RCM
6
Rivernorth Capital Management
Florida
$2.09M +$2.1M +128,139 New
LPL Financial
7
LPL Financial
California
$1.1M -$21.3K -1,299 -2%
HK
8
Horizon Kinetics
New York
$1M -$1M -60,904 -50%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$876K -$332K -20,187 -27%
CAN
10
Cetera Advisor Networks
California
$708K -$1.04M -63,077 -59%
SI
11
SII Investments
Wisconsin
$550K
HighTower Advisors
12
HighTower Advisors
Illinois
$333K +$135K +8,200 +67%
DA
13
Doliver Advisors
Texas
$310K +$70.6K +4,298 +29%
SKK
14
Shepherd Kaplan Krochuk
Massachusetts
$253K
VKH
15
Virtu KCG Holdings
New York
$219K +$220K +13,416 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$201K -$24.6K -1,500 -11%
Morgan Stanley
17
Morgan Stanley
New York
$184K
FHA
18
First Horizon Advisors
Tennessee
$147K
U
19
UBS
Switzerland
$128K -$8.13K -495 -6%
Invesco
20
Invesco
Georgia
$116K -$47.8K -2,912 -29%
Bank of America
21
Bank of America
North Carolina
$62K -$29.2K -1,776 -32%
Creative Planning
22
Creative Planning
Kansas
$20K -$49.3K -3,000 -71%
WTB
23
Washington Trust Bank
Washington
$19K
US Bancorp
24
US Bancorp
Minnesota
$16K
TSW
25
Thompson Siegel & Walmsley
Virginia
$13K

MTS Hedge Fund Activity: Q3 2014 in Review

26 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in MONTGOMERY STR INCOME SECS (MTS) for Q3 2014, worth a combined $88.1M — up 2.3% from $86.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of MTS and 2 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 3 added.

The largest buyer was Karpus Investment Management, adding an estimated $10.6M. The largest seller was Sit Investment Associates, cutting an estimated $3.27M.

  • 26 institutional investors held MONTGOMERY STR INCOME SECS (MTS) as of Q3 2014, down from 29 in Q2 2014.
  • Funds reported $88.1M of MONTGOMERY STR INCOME SECS stock for Q3 2014, up 2.3% quarter-over-quarter.
  • 2 funds opened new MONTGOMERY STR INCOME SECS positions in Q3 2014 and 5 closed out, a net change of -3 holders.
  • The largest MONTGOMERY STR INCOME SECS buyer in Q3 2014 was Karpus Investment Management, an estimated $10.6M added.
  • The largest MONTGOMERY STR INCOME SECS seller in Q3 2014 was Sit Investment Associates, an estimated $3.27M sold.

Based on aggregated 13F filings for Q3 2014.