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MTS

MONTGOMERY STR INCOME SECS
MTS

Delisted

MTS was delisted on the 23rd of December, 2015.

34 hedge funds and large institutions have $73.5M invested in MONTGOMERY STR INCOME SECS in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

6% more funds holding

Funds holding: 3234 (+2)

4% more capital invested

Capital invested by funds: $70.7M → $73.5M (+$2.84M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
12
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$22.7M +$9.38M +590,665 +68%
Wells Fargo
2
Wells Fargo
California
$15M +$15.4K +967 +0.1%
SIA
3
Sit Investment Associates
Minnesota
$10.1M -$1.21M -76,100 -10%
FIMG
4
Financial & Investment Management Group
Michigan
$7.43M -$656K -41,329 -8%
KIM
5
Karpus Investment Management
New York
$4.79M +$965K +60,792 +25%
HK
6
Horizon Kinetics
New York
$3.44M +$511K +32,167 +17%
CAN
7
Cetera Advisor Networks
California
$2.01M +$285K +17,978 +16%
LPL Financial
8
LPL Financial
California
$1.9M -$620K -39,052 -24%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$1.23M -$4.48K -282 -0.4%
GC
10
Guggenheim Capital
Illinois
$889K -$590K -37,154 -39%
SI
11
SII Investments
Wisconsin
$527K +$539K +33,960 New
TC
12
TFS Capital
Pennsylvania
$457K +$467K +29,409 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$402K +$160K +10,100 +64%
BI
14
Bulldog Investors
New Jersey
$379K +$388K +24,420 New
AQR Capital Management
15
AQR Capital Management
Connecticut
$336K +$117K +7,354 +51%
Morgan Stanley
16
Morgan Stanley
New York
$255K -$78.1K -4,918 -23%
SKK
17
Shepherd Kaplan Krochuk
Massachusetts
$241K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$193K +$17.5K +1,100 +10%
Invesco
19
Invesco
Georgia
$192K +$13.2K +832 +7%
LCM
20
Landscape Capital Management
New Jersey
$192K +$196K +12,352 New
DA
21
Doliver Advisors
Texas
$160K -$732K -46,067 -82%
SG Americas Securities
22
SG Americas Securities
New York
$154K +$158K +9,930 New
FHA
23
First Horizon Advisors
Tennessee
$140K
U
24
UBS
Switzerland
$105K -$17K -1,070 -14%
Bank of America
25
Bank of America
North Carolina
$60K +$4.68K +295 +8%

MTS Hedge Fund Activity: Q4 2013 in Review

34 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in MONTGOMERY STR INCOME SECS (MTS) for Q4 2013, worth a combined $73.5M — up 4% from $70.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new MTS positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 9 trimmed.

The largest buyer was 1607 Capital Partners, adding an estimated $9.38M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $4.66M sold.

  • 34 institutional investors held MONTGOMERY STR INCOME SECS (MTS) as of Q4 2013, up from 32 in Q3 2013.
  • Funds reported $73.5M of MONTGOMERY STR INCOME SECS stock for Q4 2013, up 4% quarter-over-quarter.
  • 7 funds opened new MONTGOMERY STR INCOME SECS positions in Q4 2013 and 5 closed out, a net change of +2 holders.
  • The largest MONTGOMERY STR INCOME SECS buyer in Q4 2013 was 1607 Capital Partners, an estimated $9.38M added.
  • The largest MONTGOMERY STR INCOME SECS seller in Q4 2013 was Rivernorth Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q4 2013.